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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Carolyn? Claim Your ProfileCarolyn Elizabeth Wilson is a registered investment advisor representative with Cuso Financial Services, LP. Carolyn has over 30 years of experience in the financial services industry. Carolyn's current registrations are with the state of California. She has a Series 66, Series 63, Series 24, and Series 53 license. Carolyn's previous employers include Sorrento Pacific Financial, LLC, Chase Investment Services Corp., WAMU Investments, Inc., XCU Capital Corporation, Inc., CITICORP INVESTMENT SERVICES, CAL FED INVESTMENTS, GREAT WESTERN FINANCIAL SECURITIES CORPORATION, FN INVESTMENT CENTER, and KIDDER, PEABODY & CO. INCORPORATED. Carolyn is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/04/2013 - Present
Cuso Financial Services, LP (SAN DIEGO CA)
CA
11/23/2010 - 02/01/2013
SORRENTO PACIFIC FINANCIAL, LLC (SAN RAFAEL CA)
CA
05/02/2009 - 11/09/2009
CHASE INVESTMENT SERVICES CORP. (PITTSBURGH CA)
CA
02/13/2007 - 05/02/2009
WAMU INVESTMENTS, INC. (SACRAMENTO CA)
CA
12/07/2005 - 02/15/2007
XCU CAPITAL CORPORATION, INC. (THOUSAND OAKS CA)
CO
02/05/2003 - 11/16/2005
CITICORP INVESTMENT SERVICES (WEST SACRAMENTO CO)
CA
12/13/1991 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
05/17/1990 - 12/10/1991
GREAT WESTERN FINANCIAL SECURITIES CORPORATION (NORTHRIDGE CA)
CA
06/06/1988 - 05/14/1990
FN INVESTMENT CENTER (SACRAMENTO CA)
NA
12/17/1985 - 06/06/1988
KIDDER, PEABODY & CO. INCORPORATED
BOTH
Issued 12/20/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/07/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/28/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/24/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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