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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

RBC Capital Markets, LLC | CFC ® (Certifications)

location

LOS GATOS, CA

experience

34 Years Experience

0 Disclosures

ADVISOR BIO

Theodore Robert Moorhead is an active investment advisor representative with RBC Capital Markets, LLC. Theodore Moorhead has been in the financial industry for over 32 years. Theodore Moorhead is registered with the state of California and Texas. Theodore Moorhead's previous employment history includes Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Prudential Securities Incorporated, Smith Barney Inc., and Lehman Brothers Inc. Theodore Moorhead holds Series 31, Series 7 and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed
location

MILPITAS, CA

experience

39 Years Experience

disclosure

8 Disclosures

ADVISOR BIO

Theodore Hendrickus Franse is a Registered Representative and Investment Advisor Representative with Ni Advisors. Theodore has been in the securities industry since 1985 and has worked with several firms over the course of his career. Theodore is currently registered with the state of California and provides financial planning and portfolio management services to individuals and high net worth individuals. Theodore also provides selection of other advisers services.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Cetera Investment Advisers LLC

location

SAN FRANCISCO, CA

experience

29 Years Experience

disclosure

5 Disclosures

ADVISOR BIO

Theodore Miller is a financial advisor at Cetera Investment Advisers LLC. Theodore has been in the financial industry since 1995 and is registered with FINRA and the state of California. Theodore's previous experience includes roles with Wells Fargo Clearing Services, LLC, Wells Fargo Investments, LLC, and Wells Fargo Securities Inc. Theodore holds the Series 7, Series 52, Series 63, and Series 65 licenses. Theodore specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Seia | CFP ® (Certifications)

location

LOS ANGELES, CA

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Theodore Elias Saade is a financial professional with over 27 years of experience in the industry. Theodore is a registered representative with Seia in Los Angeles, California. Theodore has held various positions in the financial services industry, including Senior Partner at Seia. Theodore holds Series 6, 7, 63 and 65 securities licenses and is a Certified Financial Planner. Theodore has a strong track record of providing financial advice to individuals, families, businesses and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Charles Schwab & CO., Inc.

location

Stockton, CA

experience

22 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Theodore Goodsell is a financial professional with over 20 years of experience in the financial services industry. Theodore is currently registered with Charles Schwab & CO., Inc. and is a registered Investment Adviser Representative in California. Theodore has held previous positions at Scottrade, Inc. and Fidelity Brokerage Services LLC. Theodore's expertise includes financial planning, portfolio management, and investment advisory services. Theodore is dedicated to providing clients with personalized financial advice and guidance.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM
Unclaimed

Wells Fargo Advisors Financial Network, LLC

location

CARLSBAD, CA

experience

35 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Theodore James Tadeusiak is a financial advisor registered with Wells Fargo Advisors Financial Network, LLC. Theodore has been a financial advisor since 1990. Theodore has 25 years of experience in the financial services industry.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Wealthspring | CFP ® (Certifications)

location

LONG BEACH, CA

disclosure

1 Disclosures

ADVISOR BIO

Theodore Michael Athans is a financial advisor in Long Beach, California. Theodore is a Registered Representative with Wealthspring, a firm that has been serving clients in the area since 2016. Theodore has over 23 years of experience in the financial services industry. Theodore holds the Series 66, Series 24 and Series 7 licenses. He is also a Certified Financial Planner. Theodore is committed to providing his clients with personalized financial advice and guidance. He specializes in working with high-net-worth individuals, corporations, and charitable organizations. Theodore's services include financial planning, investment management, and retirement planning.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

UBS Financial Services Inc.

location

La Jolla, CA

experience

42 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Theodore Thomas Rutter is a financial advisor with over 40 years of experience in the financial services industry. Theodore is currently registered with UBS Financial Services Inc. and holds multiple licenses and certifications including Series 3, 7, 9, 10, 15, 63, and 65. Prior to joining UBS Financial Services Inc., Theodore worked at Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc.. Theodore specializes in a variety of investment products and services including securities, mutual funds, variable annuities, life insurance, and retirement planning.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

YORBA LINDA, CA

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Theodore C. Diaz is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Theodore has been in the securities industry for over 5 years. Theodore is registered in California and Texas. Theodore has Series 6, 7, 63, and 66 licenses. Theodore has experience working with individuals, corporations, and institutional clients. Theodore can provide a range of services, including portfolio management, investment advice, financial planning, and retirement planning.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Bright Lake Wealth Management, LLC

location

REDDING, CA

0 Disclosures

ADVISOR BIO

Theodore Thatcher is an Investment Advisor Representative at Bright Lake Wealth Management, LLC. Theodore has been in the financial services industry since 2016. He is licensed in California and Oregon and holds the Series 65 license. Theodore works with individuals and families to create financial plans that meet their needs and goals. He has experience in providing financial education to communities through AFEA (American Financial Education Alliance). Theodore's focus is on providing tailored financial advice and portfolio management services to help clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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