Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Theodore? Claim Your ProfileTheodore Hendrickus Franse is a Registered Representative and Investment Advisor Representative with Ni Advisors. Theodore has been in the securities industry since 1985 and has worked with several firms over the course of his career. Theodore is currently registered with the state of California and provides financial planning and portfolio management services to individuals and high net worth individuals. Theodore also provides selection of other advisers services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Share fees with third party asset managers
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2
CA
08/24/2017 - Present
NI Advisors (MILPITAS CA)
SC
04/13/2017 - 07/06/2017
SANDLAPPER SECURITIES, LLC (GREENVILLE SC)
CA
07/03/2013 - 04/11/2017
INDEPENDENT FINANCIAL GROUP, LLC (FAIR OAKS CA)
CA
02/15/2006 - 07/11/2013
FIRST ALLIED SECURITIES, INC. (FAIR OAKS CA)
CA
10/31/2005 - 02/17/2006
AIG FINANCIAL ADVISORS, INC. (FAIR OAKS CA)
AZ
07/09/1997 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NJ
10/21/1985 - 08/28/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 09/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/15/2000
Series 24 - General Securities Principal Examination
BC
Issued 09/08/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2000
Series 7 - General Securities Representative Examination
BC
Issued 10/18/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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