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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

J.p. Morgan Securities LLC

location

UPLAND, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Stephanie Rauda is a financial professional with J.P. Morgan Securities LLC. Stephanie holds Series 63, 6TO and SIE licenses. Stephanie specializes in providing financial planning, pension consulting, and selection of other advisors. Stephanie has been in the financial industry for several years.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Cetera Investment Advisers LLC

location

SAN DIEGO, CA

experience

9 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Stephanie Hughes is a registered investment advisor representative with Cetera Investment Advisers LLC. Stephanie has been in the financial services industry since December 2015. Stephanie has Series 7, Series 63, and Series 65 licenses. Stephanie has a real estate broker license in the state of California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

Westlake Village, CA

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Stephanie Nichole Hartmire is an investment advisor representative with Morgan Stanley. Stephanie has been in the financial services industry since 2008 and is registered with FINRA and the states of Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, Wisconsin, and Wyoming. Stephanie is a licensed Series 7 and Series 66 representative. Stephanie's previous experience includes CITIGROUP GLOBAL MARKETS INC. where she was a registered representative.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Wells Fargo Clearing Services, LLC

location

LOS ANGELES, CA

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Stephanie Elise Hunter is a financial advisor registered with Wells Fargo Clearing Services, LLC. Stephanie has been working in the financial services industry since August 13, 1996. Stephanie is a licensed Series 7 and Series 66 registered representative. She has experience working with both individual and institutional clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

J.p. Morgan Securities LLC

location

SAN JOSE, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Stephanie Hayes is a financial professional registered with J.P. Morgan Securities LLC. Stephanie has been in the financial industry since January 11, 2023, and holds the Series 63, Series 6TO, and SIE licenses. Stephanie is registered in the state of California. Stephanie is associated with the San Jose, CA branch office of J.P. Morgan Securities LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

LINCOLN, CA

experience

6 Years Experience

disclosure

4 Disclosures

ADVISOR BIO

Stephanie Sevilla is a financial advisor currently registered with J.p. Morgan Securities LLC in LINCOLN, CA. Stephanie has been in the industry since 2018 and has experience with LINCOLN FINANCIAL SECURITIES CORPORATION and PRUCO SECURITIES, LLC.. Stephanie has passed the Series 63, SIE, and Series 6 exams. Stephanie specializes in various financial products and services for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

LAKE ELSINORE, CA

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Stephanie Mondragon is an investment advisor representative at Merrill Lynch, Pierce, Fenner & Smith Inc. Stephanie has been in the industry for over 7 years and holds a Series 7, Series 66 and SIE licenses. Stephanie is registered to offer investment advice in multiple states and is actively involved in the community. Stephanie's expertise lies in working with individual investors, businesses and retirement plans.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

PLEASANTON, CA

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Stephanie Lynn Hepp is an active investment advisor representative, registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Stephanie Hepp has been in the industry since 2007 and has held previous positions at Wells Fargo Advisors, LLC, Stifel, Nicolaus & Company, Incorporated, Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Stephanie Hepp has a series of certifications including the Series 66, Series 7 and SIE exams. In addition to being registered in California, Stephanie Hepp is also registered in Texas and is active in numerous other states. Stephanie Hepp provides a range of services including Portfolio Management for Individuals, Portfolio Management for Businesses and Portfolio Management for Investment Companies. Stephanie Hepp also offers a number of services related to pension consulting and educational seminars.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

J.p. Morgan Securities LLC

location

Monterey Park, CA

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Stephanie Cecilia Leon is a financial advisor with J.P. Morgan Securities LLC. Stephanie has been in the industry since June 4, 2024, and holds the Series 6TO and SIE licenses. Stephanie is registered with FINRA as a registered representative and has been working with J.P. Morgan Securities LLC since June 5, 2024.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

LOS ANGELES, CA

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Stephanie Mui is a registered representative and investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Stephanie has been in the industry since 2007. Stephanie's registrations are active in 29 states and 2 other jurisdictions. Stephanie is licensed to conduct business in 31 states and other jurisdictions. Stephanie has experience working with high-net-worth individuals, corporations, and charitable organizations. Stephanie has a range of licenses and certifications including the Series 7, Series 66, and SIE exams.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

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