Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stephanie? Claim Your ProfileStephanie Sobieck-peters is a financial advisor with LPL Financial LLC in Encinitas, California. Stephanie has been in the financial services industry since December 12, 2005. She holds the Series 63, SIE and Series 7 licenses. Stephanie has a strong track record of success in helping clients achieve their financial goals. She is committed to providing her clients with personalized financial advice and guidance. Stephanie is a member of the Financial Industry Regulatory Authority (FINRA) and is registered to provide investment advice in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/16/2014 - Present
LPL Financial LLC (ENCINITAS CA)
CA
02/08/2011 - 12/20/2012
LPL FINANCIAL LLC (ENCINITAS CA)
CA
12/17/2008 - 03/03/2009
WAMU INVESTMENTS, INC. (SAN DIEGO CA)
CA
07/28/2008 - 12/26/2008
LPL FINANCIAL CORPORATION (CORONADO CA)
CA
10/19/2006 - 07/10/2008
LPL FINANCIAL CORPORATION (CORONADO CA)
CA
01/10/2001 - 11/02/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
BC
Issued 04/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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