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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

Charles Schwab & CO., Inc.

location

Carlsbad, CA

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Robin Elise Arthur is a registered representative and investment advisor representative with Charles Schwab & Co., Inc. in Carlsbad, CA. Robin has been in the industry since August 2020. Prior to joining Charles Schwab & Co., Inc., Robin worked at TD Ameritrade, Inc. Robin has Series 7TO and Series 66 securities licenses.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM
Unclaimed

Raymond James & Associates, Inc.

location

Pasadena, CA

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Robin Michelle Johnson is a financial advisor with Raymond James & Associates, Inc., located in Pasadena, California. Robin has been in the financial industry since 2014 and is registered with FINRA. Robin has a Series 7, 63, 99, and SIE license and is licensed in California. Robin's previous experience includes working with Wedbush Securities Inc., where Robin was a registered representative. Robin specializes in financial planning, portfolio management, and other services for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

D.a. Davidson & Co.

location

CARLSBAD, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Robin Gattinella is a financial advisor at D.A. Davidson & Co. She is a registered representative with FINRA and is licensed to sell securities in 34 states and the District of Columbia. Robin has been in the financial services industry since 2021.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed
location

Pleasanton, CA

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Robin Sherwood is a financial advisor with over 28 years of experience in the financial services industry. She is currently registered with Morgan Stanley as a Registered Representative (Series 7, 63, 65, SIE, and 31). Robin has a strong background in providing financial advice to individuals, businesses, and institutions.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Ameriprise Financial Services, LLC

location

TORRANCE, CA

experience

37 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Robin Akira Morishita is a financial advisor with over 35 years of experience in the industry. Robin is currently registered with Ameriprise Financial Services, LLC and has been with the firm since 2020. Robin has also held previous positions at IDS Life Insurance Company and American Express Service Corporation. Robin holds Series 7, 9, 10, 24, 63 and 65 licenses, as well as the SIE exam, and is registered in multiple states. Robin specializes in providing asset allocation services, financial planning, and portfolio management for individuals and businesses. Robin's commitment to providing personalized financial guidance to clients has earned Robin a strong reputation in the industry.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Citigroup Global Markets Inc.

location

Palo Alto, CA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Robin Naber is a financial advisor with Citigroup Global Markets Inc., located in Palo Alto, CA. Robin has over 11 years of experience in the financial industry and is registered to provide investment advice in several states. Robin has a Series 7, Series 63, and Series 65 license. They specialize in providing a variety of investment advisory services including asset allocation advice, financial planning, pension consulting, and portfolio management for both individuals and businesses. Prior to joining Citigroup Global Markets Inc., Robin worked at Morgan Stanley in San Mateo, CA.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION ADVICE
Security Ratings
Publication of Financial Periodicals
Unclaimed

LPL Financial LLC

location

SAN DIEGO, CA

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Robin Lynn Coleman has been in the financial services industry since 1998. Robin is currently registered with LPL Financial LLC as a Registered Representative in California. Robin holds the Series 7, Series 24, Series 63, Series 65 and SIE licenses and is a licensed agent in California. Robin previously worked at SunAmerica Securities, Inc. in Phoenix, Arizona.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

LPL Financial LLC

location

THOUSAND OAKS, CA

experience

30 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Robin Bailey Liebes is a financial advisor who has been in the industry since 1994. Robin is currently registered with LPL Financial LLC and has been with the firm since 2020. Previously, Robin was with Morgan Stanley, Gold Coast Securities, Inc., Morgan Stanley DW Inc., Dean Witter Reynolds Inc., and Jackson National Financial Services, Inc. Robin is registered in California and Texas and is a Series 6, 7, 9, 10, 31, and 66 licensed professional.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed
location

CLAREMONT, CA

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Robin Gonzales is a financial advisor with over 20 years of experience in the industry. Robin is currently registered with Morgan Stanley in California and Texas. Robin has a wide range of experience in the financial services industry, including previous roles at Citigroup Global Markets Inc.. Robin holds the Series 7, Series 63 and Series 65 licenses, and the SIE exam. Robin specializes in providing financial planning, asset allocation advice, portfolio management for businesses, individuals and investment companies. Robin is committed to providing clients with personalized service and helping them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Morgan Stanley

location

Oakland, CA

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Robin Elizabeth Ross is a financial advisor who has been in the industry since June 16, 1997. Robin Elizabeth Ross is currently registered with Morgan Stanley. Robin Elizabeth Ross also has previous experience at CITIGROUP GLOBAL MARKETS INC.. Robin Elizabeth Ross has a Series 7, Series 63 and SIE license and provides various services, including financial planning, asset allocation advice, and portfolio management.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE

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