Unclaimed
Robin Michelle Johnson is a financial advisor with Raymond James & Associates, Inc., located in Pasadena, California. Robin has been in the financial industry since 2014 and is registered with FINRA. Robin has a Series 7, 63, 99, and SIE license and is licensed in California. Robin's previous experience includes working with Wedbush Securities Inc., where Robin was a registered representative. Robin specializes in financial planning, portfolio management, and other services for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/25/2016 - Present
Raymond James & Associates, Inc. (Pasadena CA)
CA
10/16/2012 - 04/11/2014
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
BC
Issued 04/23/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/15/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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