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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

UBS Financial Services Inc.

location

SAN MATEO, CA

experience

46 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Robert Anderson is a financial advisor with UBS Financial Services Inc. based in San Mateo, California. Robert has been in the industry since 1979 and holds Series 7 and 63 licenses, along with the SIE designation. He has a broad range of experience and offers a variety of financial services to individuals, businesses, and institutions. Robert is a member of the FINRA Market Regulation Commitee.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

B.b. Graham & Company, Inc.

location

ORANGE, CA

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Robert North is a financial advisor registered with B.b. Graham & Company, Inc. He has been in the industry since 2008 and is licensed to provide investment advice in California, Oregon, and Washington. Robert has experience working with both high-net-worth individuals and individuals other than high-net-worth. B.b. Graham & Company, Inc. offers financial planning, portfolio management for individuals, and pension consulting services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed
location

LA MESA, CA

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Robert Shultz is a financial advisor associated with Edward Jones, and has been in the industry since July 2008. Robert is registered with FINRA and holds Series 66, Series 7 and SIE licenses. Robert has been with Edward Jones since May 2008. Robert is registered to provide investment advice in 20 states: Arizona, California, Colorado, Florida, Georgia, Illinois, Massachusetts, Michigan, Nebraska, Nevada, New Jersey, Oregon, Pennsylvania, Tennessee, Texas, Utah, Washington, and Wisconsin. Robert's office is located in LA MESA, CA.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

U.s. Bancorp Advisors, LLC

location

STUDIO CITY, CA

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Robert Cristian Pavel is a financial advisor registered in California and Tennessee. Robert is currently employed by U.s. Bancorp Advisors, LLC. He previously worked for U.S. BANCORP INVESTMENTS, INC., UNIONBANC INVESTMENT SERVICES, LLC, and J.P. MORGAN SECURITIES LLC. Robert has been in the financial services industry since December 2015. Robert holds the Series 6, 7TO, 63, and 66 securities licenses and the SIE. His professional experience includes serving as a financial advisor for both individuals and businesses.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

San Francisco, CA

experience

45 Years Experience

0 Disclosures

ADVISOR BIO

Robert Arthur Ciapponi is a financial advisor with Morgan Stanley. Robert has been in the industry since June 1980. Robert holds a Series 63, Series 7, Series 9, Series 10 and SIE license. He has over 30 years of experience in the financial services industry. Before joining Morgan Stanley, Robert worked at Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. He has been registered in multiple states, including California, Texas, Arizona, Colorado, Florida and others. Robert's areas of specialization include financial planning, asset allocation advice, pension consulting and portfolio management for individuals, businesses and investment companies.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Emerson Equity LLC

location

SAN MATEO, CA

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Robert Rivas is a financial advisor with over 20 years of experience in the industry. Robert is currently registered with Emerson Equity LLC, a firm headquartered in San Mateo, CA. Robert provides a variety of financial services, including financial planning, portfolio management, and selection of other advisors. Robert also offers educational seminars to help clients better understand their financial options.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
MANAGEMENT OF PRIVATE PLACEMENT LIFE INSURANCE / INSURANCE DEDICATED FUNDS (SINGLE INVESTOR PRIVATE FUNDS)
Unclaimed
location

Burlingame, CA

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Robert Michael Rius is a financial advisor with Morgan Stanley. Robert is a registered representative in 41 states and has been active in the industry since August 10, 2004. Robert has earned the Series 7, Series 31, and Series 63 licenses, as well as the Series 65 license for investment advisory services. Robert has experience providing financial planning and portfolio management services to individual clients, as well as businesses and investment companies. Robert serves as treasurer of the Menlo College Alumni Association.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Keystone Private Wealth

location

Rancho Mirage, CA

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Robert Valenzuela is a financial advisor at Keystone Private Wealth. Robert has been in the financial services industry for over 10 years and is a registered representative in 25 states. Robert holds Series 6, 7, 63 and 66 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC

location

SAN DIEGO, CA

experience

17 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Robert Justin Jones is a financial advisor at LPL Financial LLC. Robert has over 20 years of experience in the financial services industry and holds a variety of licenses and certifications, including Series 7, 24, 55, 63, and 66. Robert has a deep understanding of the financial markets and is committed to providing personalized financial advice to his clients. Robert has previously worked with other firms, including XNERGY FINANCIAL LLC, T3 TRADING GROUP, LLC, MML INVESTORS SERVICES, LLC, and AVATAR SECURITIES, LLC. Robert specializes in providing investment advice to individuals, families, and businesses. Robert is passionate about helping his clients achieve their financial goals and is committed to providing them with the highest level of service.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

WESTLAKE VILLAGE, CA

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Robert Clark is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Robert is registered with the state of California, where Robert is licensed. Robert is also registered in Arizona, Colorado, Connecticut, Florida, Idaho, Maryland, Missouri, Montana, Nevada, New York, Ohio, Pennsylvania, Texas, Washington, and Wisconsin, and has a total of 18 active registrations. Robert has been in the financial industry for 17 years. Robert has passed the Securities Industry Essentials Examination, the General Securities Representative Examination and the Uniform Combined State Law Examination.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

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