Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Rivas is a financial advisor with over 20 years of experience in the industry. Robert is currently registered with Emerson Equity LLC, a firm headquartered in San Mateo, CA. Robert provides a variety of financial services, including financial planning, portfolio management, and selection of other advisors. Robert also offers educational seminars to help clients better understand their financial options.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/07/2016 - Present
Emerson Equity LLC (SAN MATEO CA)
CA
08/04/2009 - 09/01/2016
NEWPORT COAST SECURITIES, INC. (TORRANCE CA)
CA
07/05/2007 - 08/19/2009
NATIONAL SECURITIES CORPORATION (TORRANCE CA)
CA
02/10/2004 - 07/12/2007
BROOKSTREET SECURITIES CORPORATION (TORRANCE CA)
NY
12/02/2002 - 03/05/2004
MONY SECURITIES CORPORATION (NEW YORK NY)
MA
08/03/2000 - 12/20/2002
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
CA
08/31/1999 - 07/11/2000
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
IL
06/22/1998 - 08/19/1999
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
MA
02/13/1996 - 06/09/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BC
Issued 03/08/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2008
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/12/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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