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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed
location

CLAREMONT, CA

experience

6 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Rhonda Jean Rupp is an Investment Advisor Representative at Morgan Stanley. Rhonda has been in the industry since December 20, 2018. Rhonda is registered with FINRA and the state of California and Texas. Rhonda is also a registered Investment Advisor in the state of California and Texas. Rhonda has a Series 7, SIE, and Series 66 license. Rhonda specializes in providing financial planning, portfolio management, and asset allocation advice.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Osaic Wealth, Inc.

location

NAPA, CA

experience

14 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Rhonda Hacker is a financial advisor with over 10 years of experience in the industry. Rhonda has a Series 66, Series 7, and SIE licenses and is registered to provide investment advice in California and Washington. Rhonda is currently affiliated with Osaic Wealth, Inc. in Napa, California. Rhonda's expertise is in providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and charitable organizations. Rhonda also offers educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Stratos Wealth Partners, Ltd.

location

MURRIETA, CA

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Rhonda Maxwell is a financial advisor with over 30 years of experience in the industry. Rhonda has held various positions at prominent firms like Merrill Lynch, Pierce, Fenner & Smith Incorporated, A. G. Edwards & Sons, Inc., and Wells Fargo Clearing Services, LLC. Currently, Rhonda is an Investment Advisor Representative at Stratos Wealth Partners, LTD. Rhonda's firm provides a range of financial services, including portfolio management for individuals and businesses, financial planning, and pension consulting. Rhonda is dedicated to helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC

location

EL CAJON, CA

experience

35 Years Experience

0 Disclosures

ADVISOR BIO

Rhonda Mills is a financial advisor with LPL Financial LLC, a large financial services company headquartered in Fort Mill, South Carolina. Rhonda Mills is registered as a broker and investment advisor in the state of California, Arizona, Arkansas, Hawaii, Idaho and Nevada. Rhonda has been in the financial services industry since September 2, 1989. Rhonda Mills has been with LPL Financial LLC since January 11, 2016. Prior to joining LPL Financial LLC, Rhonda Mills was registered with UnionBanc Investment Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Rhonda Mills is experienced in financial planning, portfolio management for businesses and individuals, consulting and other non-discretionary advisory services, and selection of other advisors.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed
location

Pleasanton, CA

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Rhonda Lee Montgomery is a financial advisor at Morgan Stanley. Rhonda has over 20 years of experience in the financial services industry, specializing in providing investment advice to individuals, families, and businesses. Rhonda is a licensed Series 7 and Series 63 representative, and has held prior registrations with Collins & Company, LLC, and Morgan Stanley DW Inc. Rhonda has a strong understanding of the financial markets and a commitment to helping her clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Stratos Wealth Partners, Ltd.

location

San Diego, CA

experience

39 Years Experience

0 Disclosures

ADVISOR BIO

Rhonda Jimerson is a financial advisor in San Diego, California. Rhonda has been in the industry since 1986 and is currently registered with Stratos Wealth Partners, Ltd.. Rhonda has a strong background in providing financial planning and portfolio management services to individuals, businesses, and charitable organizations. Rhonda's experience includes working with Wells Fargo Advisors, LLC and A. G. Edwards & Sons, Inc.. Rhonda holds several securities licenses, including Series 7, Series 9, and Series 10.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC

location

SAN DIEGO, CA

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Rhonia B Barno is a financial advisor with over 15 years of experience in the industry. Rhonia is a Registered Representative and Investment Advisor Representative with LPL Financial LLC and is registered in California. She has a broad range of expertise and specializes in various areas including retirement planning, investment management, and insurance. She provides financial planning services, portfolio management for individuals and businesses, and pension consulting. Rhonia has earned the Series 66, 24, 99TO, SIE, and 7 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Charles Schwab & CO., Inc.

location

San Francisco, CA

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Rhyan Okialda Politano is a registered Investment Advisor Representative with Charles Schwab & CO., Inc., providing financial services to individuals and businesses in California. Rhyan has been in the securities industry since 2006, with prior experience at WELLS FARGO CLEARING SERVICES, LLC.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM
Unclaimed

Goldman Sachs & Co. LLC

location

LOS ANGELES, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Rhyma Raizelle Pinto is a financial advisor registered with Goldman Sachs & Co. LLC. Rhyma is a licensed securities agent with a Series 7TO, Series 63 and SIE license. Rhyma has been in the industry for over 2 years.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Goldman Sachs & Co. LLC

location

LOS ANGELES, CA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Ria Sethi is a financial professional with Goldman Sachs & Co. LLC. Ria has been in the industry since 2018. Ria is registered with FINRA, as well as the state securities regulators in Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin, and Wyoming. Ria holds the following securities licenses: Series 63, Series 7, and SIE.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals

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