Unclaimed
Rhonda Mills is a financial advisor with LPL Financial LLC, a large financial services company headquartered in Fort Mill, South Carolina. Rhonda Mills is registered as a broker and investment advisor in the state of California, Arizona, Arkansas, Hawaii, Idaho and Nevada. Rhonda has been in the financial services industry since September 2, 1989. Rhonda Mills has been with LPL Financial LLC since January 11, 2016. Prior to joining LPL Financial LLC, Rhonda Mills was registered with UnionBanc Investment Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Rhonda Mills is experienced in financial planning, portfolio management for businesses and individuals, consulting and other non-discretionary advisory services, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/11/2016 - Present
LPL Financial LLC (EL CAJON CA)
CA
09/09/2014 - 01/12/2016
UNIONBANC INVESTMENT SERVICES, LLC (OCEANSIDE CA)
CA
10/25/2011 - 08/30/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN DIEGO CA)
CA
12/15/2010 - 04/25/2011
WFP SECURITIES (SAN DIEGO CA)
CA
04/13/2006 - 01/30/2009
ZIONS DIRECT, INC. (SAN MARCOS CA)
CA
03/08/2005 - 04/04/2006
WM FINANCIAL SERVICES, INC. (IRVINE CA)
MN
11/17/2003 - 03/02/2005
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
CA
02/16/2001 - 11/07/2003
WM FINANCIAL SERVICES, INC. (IRVINE CA)
GA
10/16/2000 - 02/26/2001
FSC SECURITIES CORPORATION (ATLANTA GA)
MA
07/12/1999 - 12/14/1999
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
01/21/1994 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
NA
10/12/1988 - 01/25/1994
FIRST INTERSTATE INVESTMENTS,INC.
NA
12/11/1986 - 06/07/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
01/23/1986 - 12/05/1986
AMERICAN HERITAGE SECURITIES CORPORATION
IA
Issued 09/29/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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