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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

Wells Fargo Clearing Services, LLC

location

SANTA ROSA, CA

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Quintin Shaw is a financial advisor with Wells Fargo Clearing Services, LLC, based in Santa Rosa, CA. Quintin has been in the financial industry since October 2019. Prior to joining Wells Fargo Clearing Services, LLC, Quintin was a financial advisor with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Quintin is a Registered Representative and Investment Advisor Representative and holds Series 66, SIE, and Series 7TO licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Intellectus Partners, LLC | CFP ®,CFC ® (Certifications)

location

SAN FRANCISCO, CA

0 Disclosures

ADVISOR BIO

Quinton McDermott is an investment advisor representative at Intellectus Partners, LLC. Quinton McDermott has been in the industry for 7 years. Quinton McDermott specializes in providing financial planning, portfolio management for individuals and businesses, as well as portfolio management for pooled investment vehicles. Quinton McDermott is also a Certified Financial Planner and a Chartered Financial Consultant.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

U.s. Bancorp Investments, Inc.

location

NEWPORT BEACH, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Quinton Espinosa is a financial advisor with U.S. Bancorp Investments, Inc. based in Newport Beach, CA. Quinton has been working in the financial services industry since October 2021. Quinton holds Series 7, SIE, 63, and 65 licenses. Quinton's areas of expertise include financial planning, portfolio management, and publication of periodicals. Quinton is registered with the states of Arizona, California, Delaware, Florida, Nevada, Oregon, Texas, and Washington. Quinton was previously registered with Goldman Sachs & Co. LLC.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Goldman Sachs & Co. LLC

location

LOS ANGELES, CA

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Qumars Montazeri is a registered representative at Goldman Sachs & Co. LLC. Qumars Montazeri is a financial professional who has been working in the financial industry since 2007. Qumars Montazeri holds multiple FINRA registrations, including Series 7, Series 24, and Series 79TO, and is well-versed in a variety of financial products and services. Qumars Montazeri specializes in investment banking, providing investment advisory services to individuals, businesses, and pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

SAN JOSE, CA

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Quoc Hoang Pham is a financial advisor currently associated with Merrill Lynch, Pierce, Fenner & Smith Inc.. Quoc has been in the industry since August 2004. Quoc holds multiple licenses and certifications and has experience in various aspects of financial advising.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

NEWPORT BEACH, CA

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Quoc Anh Nguyen is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Quoc Anh Nguyen is licensed in California and Texas and has been in the industry since 2018. Quoc Anh Nguyen has experience with J.P. MORGAN SECURITIES LLC.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

J.p. Morgan Securities LLC

location

TRACY, CA

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Quoc bao Tran Le is a financial advisor with over 10 years of experience in the industry. Quoc bao Tran Le is currently registered with J.P. Morgan Securities LLC, located in Tracy, CA. Prior to joining J.P. Morgan Securities LLC, Quoc bao Tran Le worked at BBVA Securities Inc. in Manteca, CA and Wells Fargo Clearing Services, LLC in San Bruno, CA. Quoc bao Tran Le holds the Series 6, Series 63 and SIE licenses. Quoc bao Tran Le specializes in providing financial planning services, pension consulting, and portfolio management for both individuals and businesses. Quoc bao Tran Le works with a variety of clients, including high-net-worth individuals, corporations, insurance companies, pension and profit sharing plans, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

SACRAMENTO, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Qurat ul ain Azhar is a registered representative with J.p. Morgan Securities LLC. Qurat ul ain Azhar has been in the securities industry since September 2021 and is licensed in California. Qurat ul ain Azhar holds the Series 6TO, Series 63 and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

IRVINE, CA

experience

12 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Quy Van Nguyen is a financial advisor with Wells Fargo Clearing Services, LLC, located in IRVINE, CA. Quy has been in the financial services industry since 2013 and holds the following licenses and certifications: Series 7, Series 63, Series 65, and SIE. Quy has experience working with individuals, corporations, and institutions and specializes in financial planning, investment management, and portfolio management. Quy is registered in 46 states and the District of Columbia.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed
location

Menlo Park, CA

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Quyen Nguyen is an investment advisor representative with Morgan Stanley. Quyen is registered in 14 states and has been working in the securities industry since December 2018. Quyen is licensed to provide securities advice, and investment advisory services. Quyen is associated with the Menlo Park, CA branch office of Morgan Stanley.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
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