Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Quoc bao? Claim Your ProfileQuoc bao Tran Le is a financial advisor with over 10 years of experience in the industry. Quoc bao Tran Le is currently registered with J.P. Morgan Securities LLC, located in Tracy, CA. Prior to joining J.P. Morgan Securities LLC, Quoc bao Tran Le worked at BBVA Securities Inc. in Manteca, CA and Wells Fargo Clearing Services, LLC in San Bruno, CA. Quoc bao Tran Le holds the Series 6, Series 63 and SIE licenses. Quoc bao Tran Le specializes in providing financial planning services, pension consulting, and portfolio management for both individuals and businesses. Quoc bao Tran Le works with a variety of clients, including high-net-worth individuals, corporations, insurance companies, pension and profit sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
10/21/2021 - Present
J.p. Morgan Securities LLC (TRACY CA)
CA
01/15/2021 - 06/02/2021
BBVA SECURITIES INC. (MANTECA CA)
CA
04/11/2011 - 11/06/2019
WELLS FARGO CLEARING SERVICES, LLC (SAN BRUNO CA)
BC
Issued 06/11/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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