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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

LPL Financial LLC

location

SAN DIEGO, CA

experience

25 Years Experience

0 Disclosures

ADVISOR BIO

Paul Jordan Esh is a financial advisor at LPL Financial LLC. Paul has been a registered representative for over 23 years, and has been with LPL Financial LLC since August 2006. Paul has experience in a variety of financial services, including investment banking, operations, and securities trading. Paul holds Series 3, 4, 7, 9, 10, 23, 24, 63, 66, 79TO and 99TO licenses, and is registered to provide investment advice in California. Paul also holds a SIE certification.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Ameriprise Financial Services, LLC

location

Monterey, CA

experience

34 Years Experience

0 Disclosures

ADVISOR BIO

Paul Matthew Cahalan is a financial advisor who has been in the industry since October 31, 1990. Paul is currently registered with Ameriprise Financial Services, LLC as a Registered Representative (RA) in California and Texas. Paul has also been previously registered with Stiefel, Nicolaus & Company, Incorporated, Wachovia Securities, LLC, A. G. Edwards & Sons, Inc., and Dean Witter Reynolds Inc. Paul's practice specializes in asset allocation services, financial planning, and portfolio management for businesses and individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

J.p. Morgan Securities LLC

location

CITY OF INDUSTRY, CA

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Paul Wu is a registered representative with J.p. Morgan Securities LLC, based in CITY OF INDUSTRY, CA. Paul has been in the industry since August 2006, and is a Series 66, Series 7 and SIE licensed advisor. Paul is registered in 10 states and specializes in providing financial planning, pension consulting, selection of other advisors, portfolio management for businesses and individuals. Prior to working at J.p. Morgan Securities LLC, Paul was employed at Wells Fargo Clearing Services, LLC, and Wells Fargo Investments, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

NEWPORT BEACH, CA

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Paul Williams is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. He has been in the securities industry since April 28, 2004. Paul Williams has a Series 6, 7, and 63 license, as well as a Series 65 license. He is registered with the states of California, Arizona, Colorado, New Mexico, and Texas. Paul Williams has a special focus on the following areas: Fixed Income, Equities, Mutual Funds, Variable Annuities, and Alternative Investments.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed
location

LOS ANGELES, CA

0 Disclosures

ADVISOR BIO

Paul Patrick Ryan is a licensed investment advisor representative with Lido. Paul has been in the industry since April 2013. Paul's primary office is located in Los Angeles, California. Paul has also previously worked at Investment Security Corporation and Morgan Stanley & Co. LLC. Paul has passed the Series 66, SIE and Series 7 exams.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Cetera Investment Advisers LLC | CFP ® (Certifications)

location

SAN JUAN CAPISTRANO, CA

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Paul Bradley Williams is a financial advisor at Cetera Investment Advisers LLC. Paul has been in the financial industry since January 10, 2011, and has experience in providing financial planning, pension consulting, and educational seminars to clients. Paul is registered in 24 states and has a Series 66, Series 7, and SIE license. Paul is also a Certified Financial Planner. Paul has been with Cetera Investment Advisers LLC since June 2023.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

PASADENA, CA

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Paul Kim is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Paul has been in the industry since December 2001 and is currently registered in California. Paul has a combined experience of over 20 years in the financial services industry. Paul has passed the Series 66, Series 7TO, Series 31, and Series 7 exams. Paul previously worked at MORGAN STANLEY DW INC. from December 2001 to October 2002. Paul is currently working in the Pasadena, CA office of Merrill Lynch, Pierce, Fenner & Smith Inc.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Delta Wealth Management | CFP ®,CFA ® (Certifications)

location

GRANITE BAY, CA

0 Disclosures

ADVISOR BIO

Paul Douglas Booth is a financial advisor with Delta Wealth Management in GRANITE BAY, CA. Paul has been a registered investment advisor since 1994, and has experience working with individuals, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Paul is also a Certified Financial Planner and Chartered Financial Analyst. Prior to joining Delta Wealth Management, Paul worked at several other firms, including Financial Telesis Inc, B. C. Ziegler and Company, GS2 Securities, Inc., SJ Capital, Inc., Kavanaugh Securities, Inc., and Stanford Investment Group, Inc.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Fidelity Personal AND Workplace Advisors

location

LIVERMORE, CA

experience

17 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Paul Lassalle is a financial advisor with Fidelity Personal and Workplace Advisors, with over 10 years of experience in the industry. Paul has a strong track record of providing comprehensive financial advice and guidance to individuals, families, and businesses. Paul is committed to helping clients achieve their financial goals and provides a wide range of services, including financial planning, investment management, and retirement planning. Paul is registered with the state of California as an Investment Advisor Representative. Prior to joining Fidelity Personal and Workplace Advisors, Paul held various positions with other firms, including LPL Financial, LLC, Pensionmark Securities, LLC, and Vanguard Marketing Corporation.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Charles Schwab & CO., Inc.

location

Milpitas, CA

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Paul Yang is a registered representative with Charles Schwab & Co., Inc. Paul has been in the industry since June 15, 2014 and has experience in the financial services industry. Paul has passed the Series 7, Series 6, Series 63 and Series 66 examinations, and is registered in 12 states. Paul is also an investment advisor representative and is registered with Charles Schwab & Co., Inc. in California.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

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