Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paul? Claim Your ProfilePaul Jordan Esh is a financial advisor at LPL Financial LLC. Paul has been a registered representative for over 23 years, and has been with LPL Financial LLC since August 2006. Paul has experience in a variety of financial services, including investment banking, operations, and securities trading. Paul holds Series 3, 4, 7, 9, 10, 23, 24, 63, 66, 79TO and 99TO licenses, and is registered to provide investment advice in California. Paul also holds a SIE certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/03/2006 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
09/30/1999 - 07/27/2006
TD AMERITRADE, INC. (SAN DIEGO CA)
BOTH
Issued 12/09/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 02/23/2007
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 06/09/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/09/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/25/2002
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2007
Series 3 - National Commodity Futures Examination
BC
Issued 09/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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