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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed
location

Long Beach, CA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Oscar Daniel Ramos is a registered representative and investment advisor representative with Morgan Stanley in Long Beach, California. Oscar has been working in the financial services industry since 2017. Oscar has Series 7, Series 66 and SIE licenses. Oscar is registered to provide investment advice in 52 states and the District of Columbia. Morgan Stanley provides financial advisory services such as financial planning, educational seminars, and portfolio management for businesses, individuals, and investment companies.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Wells Fargo Clearing Services, LLC

location

EL SEGUNDO, CA

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Oscar Manuel Vargas is a financial advisor with Wells Fargo Clearing Services, LLC. Oscar has been in the industry since May 29, 2019, and is registered to provide investment advice in California, Nevada, Oregon, and South Carolina. Oscar holds the Series 63, 66, and 7 licenses. He is also a Registered Representative with Wells Fargo Clearing Services, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Valley Wealth Strategies, LLC

location

Menlo Park, CA

experience

34 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Oscar Sasson is a financial advisor with over 28 years of experience in the industry. Oscar is currently registered with Valley Wealth Strategies, LLC and has been with the firm since October 2017. Oscar has a wide range of experience in the financial services industry, including working with National Planning Corporation and Aragon Financial Services, Inc. Oscar is a registered representative in 18 states, including California, Arizona, and Texas, and is also a registered investment advisor in California. Oscar provides investment advisory services through Valley Wealth Strategies, LLC. Oscar specializes in providing financial planning and portfolio management services to individuals and high-net-worth individuals. Oscar is also a registered investment advisor in California.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

SAN DIEGO, CA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Oscar Omar Delgado is a registered representative with Wells Fargo Clearing Services, LLC. Oscar is a licensed investment advisor representative in California. Oscar has been in the financial services industry since 2017. Oscar Omar Delgado holds the Series 6, 7TO, 63, and 66 securities licenses, and has been registered with Wells Fargo Clearing Services, LLC since 2022.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

SANTA ROSA, CA

experience

17 Years Experience

0 Disclosures

ADVISOR BIO

Oscar Silvino Robles is a financial advisor currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Oscar has been in the industry since 2008 and has a wide range of experience serving individual and institutional clients. Prior to joining Merrill Lynch, Oscar worked at MetLife Securities Inc. and Bank of America, N.A.. Oscar is also a registered investment advisor and holds several licenses including Series 7, 6, 63, 65, 9, and 10. Oscar specializes in helping clients with financial planning, portfolio management, and pension consulting. Oscar is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed
location

San Francisco, CA

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Oscar Palafox is a registered representative with Morgan Stanley. Oscar has been in the financial services industry for over 10 years. Oscar has a Series 7, Series 66 and SIE license and is registered in 54 states. Oscar offers a variety of financial services, including investment advice, financial planning, and portfolio management. Oscar can help you reach your financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Fidelity Personal AND Workplace Advisors

location

RANCHO CUCAMONGA, CA

experience

4 Years Experience

0 Disclosures

ADVISOR BIO

Oscar Obed Bahena del angel is a financial advisor at Fidelity Personal And Workplace Advisors. Oscar Obed Bahena del angel is a Registered Representative and Investment Advisor Representative. Oscar Obed Bahena del angel has been in the financial industry since 2018. Oscar Obed Bahena del angel has a Series 7TO and Series 63 license. Oscar Obed Bahena del angel works with high-net-worth individuals, corporations, charitable organizations and pension and profit sharing plans.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Fidelity Personal AND Workplace Advisors

location

THOUSAND OAKS, CA

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Oscar Rodriguez is an active investment advisor representative with Fidelity Personal And Workplace Advisors, based in Thousand Oaks, CA. Oscar has a broad range of experience in the financial industry, with previous registrations at JP Morgan Securities LLC and Morgan Stanley. Oscar is licensed in several states, including Arizona, California, Florida, Nevada, Oregon, Texas and Washington. Oscar has earned multiple professional licenses including Series 6, 7TO, and 66.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC

location

FREMONT, CA

experience

24 Years Experience

disclosure

5 Disclosures

ADVISOR BIO

Oscar Harrison is an investment advisor representative with LPL Financial LLC. Oscar has been in the financial industry since 2001. Oscar is registered with the state of California as an Investment Advisor Representative. Oscar is also registered as an Investment Advisor Representative in Texas. Oscar has a Series 63, Series 65, Series 7, and Series 10 licenses. Oscar is a registered principal with LPL Financial LLC and holds a Series 24, Series 4, and Series 9 licenses. Prior to joining LPL Financial LLC, Oscar worked at Sorrento Pacific Financial, LLC, Raymond James Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., Compass Brokerage, Inc., and Morgan Stanley DW Inc. Oscar's current employment is with LPL Financial LLC. Oscar is also employed by Fremont Bancorp, DBA: FB Investment Services. The firm is based in Fort Mill, South Carolina. The firm manages over $50 billion in assets. The firm provides financial planning, investment management, and other advisory services. Oscar is registered with the following states: Alaska, Arizona, California, Florida, Georgia, Hawaii, Idaho, Kansas, Maine, Nevada, Ohio, Oklahoma, Oregon, Tennessee, Texas, Utah, Virginia, and Washington.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

J.p. Morgan Securities LLC

location

VISALIA, CA

experience

2 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Oscar Angeles Ocana is a registered representative with J.P. Morgan Securities LLC in Visalia, CA. Oscar has been in the securities industry for 2 years and holds the Series 63, Series 6TO, and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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