Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Oscar? Claim Your ProfileOscar Harrison is an investment advisor representative with LPL Financial LLC. Oscar has been in the financial industry since 2001. Oscar is registered with the state of California as an Investment Advisor Representative. Oscar is also registered as an Investment Advisor Representative in Texas. Oscar has a Series 63, Series 65, Series 7, and Series 10 licenses. Oscar is a registered principal with LPL Financial LLC and holds a Series 24, Series 4, and Series 9 licenses. Prior to joining LPL Financial LLC, Oscar worked at Sorrento Pacific Financial, LLC, Raymond James Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., Compass Brokerage, Inc., and Morgan Stanley DW Inc. Oscar's current employment is with LPL Financial LLC. Oscar is also employed by Fremont Bancorp, DBA: FB Investment Services. The firm is based in Fort Mill, South Carolina. The firm manages over $50 billion in assets. The firm provides financial planning, investment management, and other advisory services. Oscar is registered with the following states: Alaska, Arizona, California, Florida, Georgia, Hawaii, Idaho, Kansas, Maine, Nevada, Ohio, Oklahoma, Oregon, Tennessee, Texas, Utah, Virginia, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
04/03/2017 - Present
LPL Financial LLC (FREMONT CA)
CA
04/03/2013 - 11/15/2016
SORRENTO PACIFIC FINANCIAL, LLC (FREMONT CA)
CA
10/05/2012 - 04/02/2013
RAYMOND JAMES FINANCIAL SERVICES, INC. (SANTA ANA CA)
CA
10/23/2009 - 08/07/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BREA CA)
CA
01/27/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (LOS ANGELES CA)
AL
08/07/2002 - 01/28/2003
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
NY
11/21/2000 - 08/06/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 02/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/17/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/24/2007
Series 4 - Registered Options Principal Examination
BC
Issued 11/21/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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