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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

UBS Financial Services Inc.

location

IRVINE, CA

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Liling Chang Lee is an investment advisor representative who has been in the financial industry since June 8, 1994. She is currently registered with UBS Financial Services Inc. in Irvine, California. Liling has a history of working in the financial industry, previously working at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Liling holds the Series 3, 7, 63, and 65 licenses and the SIE exam. Liling specializes in various investment services, including financial planning, pension consulting, and portfolio management.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

J.p. Morgan Securities LLC

location

VALENCIA, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Lilit Tishchyan is a financial professional with experience in the financial services industry. Lilit has been registered with FINRA since 2023, and currently holds registrations with the state of California. Lilit is affiliated with J.p. Morgan Securities LLC and previously worked with Citigroup Global Markets Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

U.s. Bancorp Investments, Inc.

location

Los Angeles, CA

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Lilit Avagyan is a financial advisor associated with U.S. Bancorp Investments, Inc., located in Los Angeles, California. Lilit has been in the industry since August 2012. Lilit holds Series 6, Series 63, and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed
location

MENLO PARK, CA

0 Disclosures

ADVISOR BIO

Lillian Grace Swenson is an Investment Advisor Representative with Corient, licensed in California since July 17, 2023. Lillian has been in the industry since March 2023, and previously worked at Western Technology Investment in Portola Valley, CA. Prior to this Lillian also worked at Washington University in St Louis. Lillian has a Series 65 license. Corient is an investment advisory firm with offices in Miami, FL and Menlo Park, CA. The firm's advisory services include financial planning, pension consulting, educational seminars, market timing services, publication of periodicals, selection of other advisors, portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Security Ratings
Market Timing Services
Publication of Financial Periodicals
Unclaimed

LPL Financial LLC

location

WOODLAND HILLS, CA

experience

35 Years Experience

0 Disclosures

ADVISOR BIO

Lillian Elizabeth Appleby has been in the financial services industry since 1990. Lillian is a registered representative with LPL Financial LLC, where she has been employed since 2006. Lillian specializes in providing financial planning, portfolio management, pension consulting, and other advisory services to individuals, corporations, and charitable organizations. Lillian also provides educational seminars and helps clients select other advisers. Lillian has a wide range of experience in the financial services industry and is committed to providing her clients with the highest level of service.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

J.p. Morgan Securities LLC

location

SAN JOSE, CA

experience

6 Years Experience

0 Disclosures

ADVISOR BIO

Lillian diep Phan is a registered representative with J.P. Morgan Securities LLC in SAN JOSE, CA. Lillian has been in the industry since May 2019 and holds a Series 63, Series 6TO and SIE license. Lillian specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Transamerica Financial Advisors, Inc.

location

Fountain Valley, CA

experience

3 Years Experience

0 Disclosures

ADVISOR BIO

Lillian hanh Tran is a financial advisor with Transamerica Financial Advisors, Inc., a firm with over $1 billion in assets under management. Lillian has been in the industry since May 2022 and is registered in several states, including California, Arizona, Colorado, Florida, Hawaii, Maryland, Minnesota, Texas, and Virginia. Lillian specializes in providing financial advice for individuals and families.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Cetera Investment Advisers LLC

location

PASADENA, CA

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Lilly Tung is a financial advisor with Cetera Investment Advisers LLC in Pasadena, California. Lilly has been in the industry since June 2003. Lilly is registered with the state of California as both a Broker-Dealer and an Investment Advisor Representative. Lilly is also registered with FINRA. In addition to her current employment, Lilly has previously worked for HSBC Securities (USA) Inc., Cetera Investment Services LLC, and Banc of America Investment Services, Inc. Lilly specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Western International Securities, Inc.

location

Encino, CA

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Lilly Kachatrian is a registered representative with Western International Securities, Inc. Lilly has been in the securities industry since 1996 and has experience with a variety of firms. Lilly holds the Series 63, Series 7 and SIE licenses. Lilly's current registration includes California, Florida, Massachusetts, and New York. Lilly specializes in Financial Planning, Pension Consulting, Educational Seminars, Selection of Other Advisers, Portfolio Management for Businesses and Portfolio Management for Individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Stratos Wealth Partners, Ltd.

location

LA JOLLA, CA

experience

33 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Lilly Emerson is a financial advisor with over 30 years of experience in the industry. She holds a Series 7, 31, and 63 license as well as a Series 65. Lilly is registered to provide investment advice in several states, including California, Texas, and Louisiana. She works with individuals, businesses, and charitable organizations. Lilly is affiliated with Stratos Wealth Partners, Ltd., an independent investment advisor firm. Her main focus is on providing financial planning and portfolio management services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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