Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lillian? Claim Your ProfileLillian Elizabeth Appleby has been in the financial services industry since 1990. Lillian is a registered representative with LPL Financial LLC, where she has been employed since 2006. Lillian specializes in providing financial planning, portfolio management, pension consulting, and other advisory services to individuals, corporations, and charitable organizations. Lillian also provides educational seminars and helps clients select other advisers. Lillian has a wide range of experience in the financial services industry and is committed to providing her clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/25/2015 - Present
LPL Financial LLC (WOODLAND HILLS CA)
NJ
05/29/1998 - 01/18/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
CA
01/29/1992 - 06/09/1998
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NY
01/25/1990 - 01/17/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 09/01/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1990
Series 3 - National Commodity Futures Examination
BC
Issued 01/20/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lillian Appleby is the right advisor for you? Invested Better is here to help.
