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Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

Cetera Investment Advisers LLC | CFP ® (Certifications)

location

SAN JUAN CAPISTRANO, CA

experience

46 Years Experience

disclosure

4 Disclosures

ADVISOR BIO

Kenneth Williams is a financial advisor with over 40 years of experience in the financial services industry. Kenneth has been registered with Cetera Investment Advisers LLC since June 2023 and previously worked with Cetera Advisor Networks LLC and Williams Financial Advisors, Inc. Kenneth is a Certified Financial Planner and holds the Series 63, Series 24, SIE, Series 7, and Series 1 licenses. Kenneth Williams specializes in providing financial planning, portfolio management, and other advisory services for individuals, businesses, and charitable organizations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Transamerica Financial Advisors, Inc.

location

RANCHO CUCAMONGA, CA

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Kenneth Alden Law is a financial advisor with over 10 years of experience in the industry. Kenneth is currently registered with Transamerica Financial Advisors, Inc. and holds a Series 6, Series 63 and SIE license. Kenneth has previously worked at Transamerica Financial Advisors, Inc. and World Group Securities, Inc. Kenneth specializes in investment advisory services for individuals and selection of other advisors.

SPECIALIZATIONS

Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed
location

Modesto, CA

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Kenneth C. Matthys is a financial advisor who has been in the industry since 2014. Kenneth is currently registered with Morgan Stanley in Modesto, California, and also holds a registration with the state of Texas. Kenneth has passed the Series 66, Series 7 and SIE exams. Kenneth provides financial planning, pension consulting, and asset allocation advice, as well as portfolio management for individuals, businesses, and investment companies.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Charles Schwab & CO., Inc.

location

San Francisco, CA

experience

36 Years Experience

0 Disclosures

ADVISOR BIO

Kenneth Siegel is a registered representative with Charles Schwab & Co., Inc., a firm with a broad range of financial services offerings. Kenneth has been in the industry since 1988, holding a variety of positions across several prominent financial institutions. Kenneth has a strong track record of success in the financial services industry. His expertise lies in providing comprehensive financial solutions to clients, tailoring his approach to individual needs and goals.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM
Unclaimed
location

SACRAMENTO, CA

experience

36 Years Experience

0 Disclosures

ADVISOR BIO

Kenneth Andrew Leonardini is a financial advisor currently associated with Osaic Wealth, Inc. Kenneth has been in the financial industry since June 11, 1989 and is licensed in 16 states. He also holds a Series 63, Series 7 and SIE license and offers financial planning, pension consulting and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Ameriprise Financial Services, LLC

location

San Diego, CA

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Kenneth Eunsung Lee is an Investment Advisor Representative at Ameriprise Financial Services, LLC. Kenneth has been in the financial industry since November 2005 and is registered in California and Texas. Kenneth offers financial planning, portfolio management, and asset allocation services. Ameriprise Financial Services, LLC offers investment advice to individuals, businesses, and institutions, and is dedicated to providing personalized financial solutions and helping clients achieve their financial goals. Kenneth is committed to providing clients with the best possible financial advice and guidance.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Independent Financial Group, LLC

location

SAN DIMAS, CA

experience

24 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Kenneth James Beber is a registered representative and investment advisor representative with Independent Financial Group, LLC. Kenneth has been in the financial services industry since October 2000. Kenneth is registered in 16 states, including California, Texas, Arizona, Colorado, Florida, and more. Kenneth is a Series 7, Series 6, and Series 66 licensed professional. Kenneth specializes in providing financial planning, pension consulting, selection of other advisors, portfolio management for individuals, and portfolio management for businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC

location

LONG BEACH, CA

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

Kenneth Ulrich is a financial advisor at LPL Financial LLC. Kenneth has been in the industry since 1993 and has a broad range of experience. Kenneth is a registered representative in California and holds the Series 63, Series 65, Series 7, and SIE licenses. Kenneth has previously worked at NRP FINANCIAL, INC., Walnut Street Securities, Inc., PaineWebber Incorporated, ALPS Mutual Funds Services, Inc., CIGNA Financial Advisors, Inc., and Wells Fargo Securities Inc. Kenneth is a member of the Salazar, Steer, Thomasy, Ulrich Group, which is a DBA for LPL Business. Kenneth provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed
location

SAN RAFAEL, CA

experience

34 Years Experience

disclosure

6 Disclosures

ADVISOR BIO

Kenneth Sorensen is a financial advisor with over 30 years of experience in the industry. Kenneth currently works for Morgan Stanley, but has also previously worked for Wells Fargo Advisors, LLC, Wells Fargo Investments, LLC, WM Financial Services, Inc., Great Western Financial Securities Corporation, Princor Financial Services Corporation, and The Prudential Insurance Company of America. Kenneth is registered with the state of California and holds licenses for Securities Industry Essentials (SIE), General Securities Representative (Series 7), and Investment Company Products/Variable Contracts Representative (Series 6). Kenneth has a broad range of specializations and can assist clients with a variety of financial needs.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Ameritas Advisory Services, LLC

location

Escondido, CA

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Kenneth Winter has been in the financial services industry since 1995. Kenneth is currently registered with Ameritas Advisory Services, LLC, and has a Series 63 and Series 65 license. Kenneth is also a licensed insurance agent and an officer of the Kenneth & Donielle Winter Family Foundation. Kenneth's previous experience includes positions with Carillon Investments, Inc. and Equity Services, Inc. Kenneth is a registered Investment Advisor representative in California and Texas. Kenneth's specializations include fixed insurance products, financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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