Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Siegel is a registered representative with Charles Schwab & Co., Inc., a firm with a broad range of financial services offerings. Kenneth has been in the industry since 1988, holding a variety of positions across several prominent financial institutions. Kenneth has a strong track record of success in the financial services industry. His expertise lies in providing comprehensive financial solutions to clients, tailoring his approach to individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
CA
06/10/2014 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
IL
10/01/2012 - 05/09/2014
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
06/03/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
05/22/2008 - 04/25/2011
OPTIONVUE SECURITIES CORP. (LIBERTYVILLE IL)
IL
06/07/2005 - 01/06/2007
THINKORSWIM, INC. (CHICAGO IL)
NY
11/05/2002 - 06/07/2005
TERRA NOVA TRADING, L.L.C. (NEW YORK NY)
IL
04/24/2002 - 10/03/2002
SPIKE FINANCIAL SERVICES, LLC (CHICAGO IL)
NY
01/11/2000 - 08/30/2000
ON-LINE INVESTMENT SERVICES, INC. (NEW YORK NY)
IL
06/02/1998 - 12/22/1999
WILLIAM M. MERCER SECURITIES CORP. (CHICAGO IL)
NY
09/04/1997 - 07/06/1998
MARSH & MCLENNAN SECURITIES CORPORATION (NEW YORK NY)
NE
03/20/1986 - 08/08/1997
WATERHOUSE SECURITIES, INC. (OMAHA NE)
NA
01/23/1985 - 09/24/1985
FIRST JERSEY SECURITIES, INC.
BC
Issued 03/06/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/14/2005
Series 4 - Registered Options Principal Examination
BC
Issued 07/31/1995
Series 24 - General Securities Principal Examination
BC
Issued 09/14/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2003
Series 3 - National Commodity Futures Examination
BC
Issued 02/22/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/19/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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