Invested Better
Educational Seminars & Workshops Advisors in California
43,069 Results
Unclaimed

NFP Retirement Inc.

location

ALISO VIEJO, CA

0 Disclosures

ADVISOR BIO

Judd Berube is an investment advisor representative currently registered with NFP Retirement Inc. in ALISO VIEJO, CA. Judd is also active with the state of Maryland as an investment advisor. Judd is registered in the states of Maryland. Judd has been in the industry since 2007 and holds both the Series 7 and 66 licenses. Judd has previously worked with KESTRA INVESTMENT SERVICES, LLC and PRINCOR FINANCIAL SERVICES CORPORATION. Judd is also a consultant for ALPHASIGHTS. Judd is active in providing financial planning, pension consulting and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
RESEARCH REPORTS ON 401(K) PLANS / DILIGENCE ON INVESTMENT LINEUPS
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

NEWPORT BEACH, CA

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Judd Azoulay is an investment advisor representative at Stifel, Nicolaus & Company, Inc., with over 22 years of experience in the financial services industry. Judd has a Series 7 and Series 66 license and has been registered with FINRA since 2002. Judd has worked at several firms over the years, including WELLS FARGO CLEARING SERVICES, LLC and CITIGROUP GLOBAL MARKETS INC.. Judd specializes in providing financial planning, portfolio management, and investment advisory services to a variety of clients, including individuals, corporations, and institutional investors.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Wells Fargo Clearing Services, LLC

location

NEWPORT BEACH, CA

experience

42 Years Experience

0 Disclosures

ADVISOR BIO

Judd Frank is an active advisor with over 30 years of experience in the financial industry. Judd has been registered with Wells Fargo Clearing Services, LLC since 2010. Prior to that, Judd worked with UBS Financial Services Inc, Prudential Securities Incorporated, Shearson Lehman Hutton Inc, and E.F. Hutton & Company Inc. Judd holds Series 3, 7, 9, 10, 63, and 65 licenses and has extensive experience providing investment advisory services to individuals and businesses. Judd also holds the designation of CPA.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

UBS Financial Services Inc.

location

PASADENA, CA

experience

17 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Judi Washington is a financial advisor at UBS Financial Services Inc. Judi is a registered representative with FINRA, the Securities Industry Essentials Exam (SIE), Series 7 and Series 9. Judi is registered in 4 states, including California, Colorado, and Rhode Island. Judi has been in the industry since November 2007 and has experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated in addition to UBS Financial Services Inc.. Judi specializes in investment advisory services, financial planning, and portfolio management.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Wells Fargo Clearing Services, LLC

location

WESTLAKE VILLAGE, CA

experience

14 Years Experience

0 Disclosures

ADVISOR BIO

Judith Callen is a registered investment advisor with Wells Fargo Clearing Services, LLC. Judith has been in the industry for over 10 years and has been registered with Wells Fargo Clearing Services, LLC since January 3, 2011. Judith holds the Series 66, Series 7 and SIE licenses. Judith has experience working with individuals, high net worth individuals, corporations, and pension and profit-sharing plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Blue Zone Wealth Advisors, LLC

location

LOS ANGELES, CA

0 Disclosures

ADVISOR BIO

Judith Maria Lu is a registered investment advisor representative at Blue Zone Wealth Advisors, LLC, with over 19 years of experience in the financial services industry. Prior to joining Blue Zone Wealth Advisors, LLC, Judith worked at CITY NATIONAL SECURITIES, INC. and UBS FINANCIAL SERVICES INC. Judith holds the Series 7 and Series 66 licenses. Judith specializes in portfolio management for individuals and pensions consulting and selection of other advisors.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

UBS Financial Services Inc.

location

SAN DIEGO, CA

experience

37 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Judith Leigh Seaver is a financial advisor currently registered with UBS Financial Services Inc. Judith has been in the industry since October 19, 1987. Judith is licensed in 22 states. Judith has a Series 63, Series 31 and Series 7 license.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Ameriprise Financial Services, LLC

location

SANTA BARBARA, CA

experience

33 Years Experience

0 Disclosures

ADVISOR BIO

Judith Pirkowitsch has been a financial professional since 1992. Judith is a registered representative with Ameriprise Financial Services, LLC and has offices in Santa Barbara, CA. Judith is also a registered investment advisor representative with Ameriprise. She is a Series 7 and 63 licensed professional. Judith has experience working with a variety of clients, including high-net-worth individuals, corporations, trusts, and charitable organizations. Her advisory services include financial planning, portfolio management, asset allocation, and pension consulting. Judith is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Oppenheimer & Co. Inc.

location

LOS ANGELES, CA

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Judith Gerette Gordon is an active investment advisor representative at Oppenheimer & Co. Inc. Judith has been a licensed professional in the financial services industry since 1992. Previously, Judith was employed at CIBC WORLD MARKETS CORP., MORGAN STANLEY & CO., INCORPORATED, SALOMON BROTHERS MUNICIPALS INC, SALOMON BROTHERS INC., and KIDDER, PEABODY & CO. INCORPORATED. Judith Gordon is licensed in 10 states and is currently active in California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

ENCINO, CA

experience

46 Years Experience

0 Disclosures

ADVISOR BIO

Judith Joseph Chipps is an active investment advisor representative (IAR) and broker-dealer (BD) with over 40 years of experience. Judith is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Judith is registered in several states including California, Texas, and New York. Judith's expertise is in securities, investment advisory, and brokerage services.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

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