Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Judith? Claim Your ProfileJudith Gerette Gordon is an active investment advisor representative at Oppenheimer & Co. Inc. Judith has been a licensed professional in the financial services industry since 1992. Previously, Judith was employed at CIBC WORLD MARKETS CORP., MORGAN STANLEY & CO., INCORPORATED, SALOMON BROTHERS MUNICIPALS INC, SALOMON BROTHERS INC., and KIDDER, PEABODY & CO. INCORPORATED. Judith Gordon is licensed in 10 states and is currently active in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CA
08/04/2005 - Present
Oppenheimer & Co. Inc. (LOS ANGELES CA)
NY
10/26/1998 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
03/10/1995 - 10/15/1998
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NA
01/22/1993 - 03/15/1995
SALOMON BROTHERS MUNICIPALS INC
NY
01/21/1993 - 03/15/1995
SALOMON BROTHERS INC. (NEW YORK NY)
NY
08/31/1992 - 01/06/1993
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 10/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1992
Series 3 - National Commodity Futures Examination
BC
Issued 08/28/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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