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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

Independent Financial Group, LLC

location

SAN DIEGO, CA

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Edward Ellis Watson is an Investment Advisor Representative at Independent Financial Group, LLC with over 20 years of experience in the financial services industry. Edward has been registered with the state of California since 2011 and is also registered with the state of Texas. Edward has worked at Charles Schwab & Co., Inc., WM Financial Services, Inc., Great Western Financial Securities Corporation, and Dean Witter Reynolds Inc. Edward specializes in providing financial advice and investment management services to individuals, businesses, corporations, charitable organizations, and pension and profit-sharing plans. Edward holds several securities licenses including Series 7, Series 10, Series 31, Series 63, and Series 65. Edward is committed to providing personalized financial advice and investment management services to help clients reach their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Principal Securities, Inc.

location

COSTA MESA, CA

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Edward Ruppert is a financial professional with over 25 years of experience in the financial industry. Edward is currently registered with Principal Securities, Inc. and has held previous positions at Vanguard Marketing Corporation. Edward has a strong understanding of the financial markets and is committed to providing personalized financial advice to help clients reach their financial goals. Edward is licensed to provide securities advice in California.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

Los Angeles, CA

0 Disclosures

ADVISOR BIO

Edward Gowing is a registered investment advisor representative with J.p. Morgan Securities LLC. Edward has been in the industry since 2014. Edward has Series 7TO and Series 66 licenses. Edward is registered to provide investment advice in 53 states. Edward has worked at both JPMorgan Chase Bank, NA and J.p. Morgan Securities LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

D.a. Davidson & Co.

location

IRVINE, CA

experience

34 Years Experience

0 Disclosures

ADVISOR BIO

Edward Losty is a financial advisor with over 30 years of experience in the industry, currently working at D.a. Davidson & Co. Edward began his career in the financial services sector with Wheat, First Securities, Inc. in 1990. Edward has also worked for Ryan, Beck & Co., Crestar Securities Corporation, Janney Montgomery Scott LLC, and MUFSON HOWE HUNTER & PARTNERS LLC. Edward holds the Series 7, Series 63, SIE and Series 79TO licenses. Edward provides services to individuals, high-net-worth individuals, corporations or other businesses, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Publication of Financial Periodicals
Unclaimed

UBS Financial Services Inc.

location

PASADENA, CA

experience

38 Years Experience

disclosure

5 Disclosures

ADVISOR BIO

Edward Tom is a financial advisor with over 35 years of experience in the industry. Edward has been with UBS Financial Services Inc. since 2001, prior to that, Edward worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Edward has a wide range of experience and specializes in providing financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. Edward is registered with the state of California and Texas.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

RBC Capital Markets, LLC

location

SAN FRANCISCO, CA

experience

47 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Edward James Schuller is a financial advisor with RBC Capital Markets, LLC. Edward has been in the financial services industry since April 17, 1978 and has been registered with RBC Capital Markets, LLC since March 2008. Edward holds a Series 63 and a Series 65 license, in addition to several other licenses. Prior to joining RBC Capital Markets, LLC Edward was a financial advisor with Sutoro & Co. Incorporated. Edward also has a long history of working with the firm, Merrill Lynch, Pierce, Fenner & Smith Incorporated. Edward has a long history of working with individuals, high net worth individuals, corporations, trusts and foundations.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Ameriprise Financial Services, LLC

location

San Jose, CA

experience

6 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Edward Charles Nino is a registered investment advisor representative. Edward has been in the industry since June 2012, and currently works for Ameriprise Financial Services, LLC. Edward is licensed to provide investment advice in California and Florida. Edward has been a registered representative with Ameriprise Financial Services, LLC since February 2020. Edward previously worked for Morgan Stanley and Sovereign Global Advisors LLC. Edward's professional experience also includes legal work as an attorney. Edward has a legal background which he applies to his investment advisory services. Edward has experience working with clients of all types, including individuals, trusts, estates, corporations, pension plans, and insurance companies. Edward is licensed to provide investment advice in California and Florida.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

J.p. Morgan Securities LLC

location

TORRANCE, CA

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Edward Yoon is a registered investment advisor representative at J.P. Morgan Securities LLC, with over 10 years of experience in the financial industry. Edward has a strong track record of providing comprehensive financial planning and investment management services to individuals and businesses. Edward is licensed to offer securities and investment advisory services in multiple states, including California, Texas, Arizona, Colorado, Florida, Hawaii, Indiana, Maryland, Minnesota, Missouri, Nevada, New York, Oklahoma, Pennsylvania, Utah, Virginia and Washington. Edward is dedicated to providing personalized service and helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Alphacore Capital LLC | CFA ® (Certifications)

location

LA JOLLA, CA

0 Disclosures

ADVISOR BIO

Edward John Durica is a financial advisor with over 25 years of experience in the industry. Edward currently works at Alphacore Capital LLC, a firm located in La Jolla, California. Prior to joining Alphacore Capital, Edward was associated with several firms including Cascade Financial Management, Inc., Cascade Investment Group, Inc., Charles Schwab & Co., Inc. and Phillips & Company Securities Inc.. Edward has passed the Series 63, Series 7, Series 9 and Series 10 examinations and is a Chartered Financial Analyst.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INSTITUTIONAL CONSULTING AND CLIENT SERVICING
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

PALO ALTO, CA

experience

36 Years Experience

0 Disclosures

ADVISOR BIO

Edward Hogan is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Edward has been working in the financial industry since August 1988. Edward holds Series 63, 65, 7 and SIE licenses. Edward is registered as a broker-dealer and investment advisor in Arizona, California, Colorado, Hawaii, Illinois, Maryland, Massachusetts, Montana, Nevada, New Mexico, New York, North Carolina, Oklahoma, Oregon, Pennsylvania, Texas, Utah, Virginia, Washington and Wisconsin. Edward has experience working with individuals, corporations, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, insurance companies, state or municipal government entities, and banking or thrift institutions.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

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