Unclaimed
Edward Charles Nino is a registered investment advisor representative. Edward has been in the industry since June 2012, and currently works for Ameriprise Financial Services, LLC. Edward is licensed to provide investment advice in California and Florida. Edward has been a registered representative with Ameriprise Financial Services, LLC since February 2020. Edward previously worked for Morgan Stanley and Sovereign Global Advisors LLC. Edward's professional experience also includes legal work as an attorney. Edward has a legal background which he applies to his investment advisory services. Edward has experience working with clients of all types, including individuals, trusts, estates, corporations, pension plans, and insurance companies. Edward is licensed to provide investment advice in California and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
02/26/2020 - Present
Ameriprise Financial Services, LLC (San Jose CA)
CA
10/25/2018 - 04/11/2019
MORGAN STANLEY (SANTA CRUZ CA)
NY
01/31/2018 - 04/30/2018
SOVEREIGN GLOBAL ADVISORS LLC (MELVILLE NY)
BOTH
Issued 01/07/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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