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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

LPL Financial LLC

location

CARLSBAD, CA

experience

32 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Douglas Wayne Cole is a financial advisor with LPL Financial LLC. Cole has over 28 years of experience in the financial industry. Cole holds Series 6, 7, 24, 52, 53, and 63 licenses and the SIE exam certification. Cole also holds the Series 65 certification. Cole has a history of working for several financial institutions, including Sagepoint Financial, Inc., Sentra Securities Corporation, Morgan Stanley DW Inc., PaineWebber Incorporated, Salomon Smith Barney Inc., and The Lincoln National Life Insurance Company. Cole is registered to provide financial advice in Arizona, California, Idaho, North Carolina, Texas, and Utah. Cole is also registered to provide investment advice in California and Texas. Cole specializes in providing financial advice to individuals, corporations, other businesses, pension and profit-sharing plans, charitable organizations, and high-net-worth individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

DE Groote Financial Group, LLC | CFP ® (Certifications)

location

THOUSAND OAKS, CA

0 Disclosures

ADVISOR BIO

Douglas Clark Degroote is a financial advisor registered with the Securities and Exchange Commission and the state of California. Douglas is affiliated with DE Groote Financial Group, LLC, a firm headquartered in Thousand Oaks, CA. Douglas has over 20 years of experience in the financial services industry. Douglas has also been a Certified Financial Planner since 2006. Douglas specializes in providing financial planning and related advice, including investment management, retirement planning and estate planning.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC

location

FOSTER CITY, CA

experience

55 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Michael Good is a financial advisor with over 30 years of experience in the industry. He is currently registered with LPL Financial LLC and is located in Foster City, CA. Douglas has held previous positions with MML Investors Services, LLC, MSI Financial Services, INC, and New England Securities. His expertise covers a wide range of financial services, including investment advisory, financial planning, and portfolio management.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Cambridge Investment Research Advisors, Inc. | CFP ® (Certifications)

location

RIVERSIDE, CA

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Grover has been in the financial services industry since February 14, 1995. Douglas is currently registered with Cambridge Investment Research Advisors, Inc. as a Registered Representative and Investment Advisor Representative. Douglas is licensed in Arizona, Arkansas, California, Colorado, Florida, Idaho, Massachusetts, Missouri, New Hampshire, New Mexico, New York, Oklahoma, Oregon, Tennessee, Texas, Utah, Virginia, and Wyoming. Douglas has a Certified Financial Planner designation. Douglas has 2 state exams, 3 product exams, and no principal exams. Douglas is also a registered representative of Cambridge Investment Research, Inc.. Douglas has experience at Waddell & Reed, Inc..

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Unclaimed

Concourse Financial Group Securities, Inc.

location

Santa Barbara, CA

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Birch is a financial advisor with Concourse Financial Group Securities, Inc. based in Santa Barbara, CA. Douglas has been in the financial industry since October 2005. Douglas has a wide range of experience in the financial industry. Douglas is a licensed broker-dealer and investment advisor representative, with a wide range of experience in the financial industry. Douglas can help you with financial planning, portfolio management, pension consulting, and more.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

IRVINE, CA

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Michael Hanna is a registered representative with Wells Fargo Clearing Services, LLC. Hanna has been in the financial services industry for over 8 years and has a strong background in investment consulting and financial planning. Hanna is also a registered investment advisor in both California and Missouri. Hanna has been associated with Wells Fargo Clearing Services, LLC for over 8 years. Hanna is also associated with VALIC Financial Advisors, Inc. and Wells Fargo Advisors, LLC. Hanna has a broad range of experience working with clients of all types, including high-net-worth individuals, businesses, and institutions.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed
location

RIVERSIDE, CA

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Young Cha is a financial advisor with Morgan Stanley. Douglas has been in the industry since October 29, 2003. Douglas is registered to offer investment advice in 15 states including Arizona, California, Colorado, Florida, Idaho, Illinois, Nevada, New Jersey, North Carolina, Oregon, Tennessee, Utah, Virginia and Washington. Douglas is also a registered representative of Morgan Stanley & Co. Incorporated. Prior to joining Morgan Stanley, Douglas was a financial advisor at Morgan Stanley DW Inc. Douglas is a graduate of the University of California, Riverside.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Wells Fargo Clearing Services, LLC

location

PALM DESERT, CA

experience

54 Years Experience

disclosure

6 Disclosures

ADVISOR BIO

Douglas James Vollmer is an Investment Advisor Representative with over 50 years of experience in the financial services industry. Douglas has been with Wells Fargo Clearing Services, LLC, since 2009 and has held various roles at the firm, including Investment Advisor Representative. He is also registered in 18 states and has Series 63, 65 and several other licenses. Douglas has a proven track record of success in helping individuals and families achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

WALNUT CREEK, CA

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Douglas A. Fish is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., registered in California and Texas. Douglas has been active in the financial industry since 2002 and holds the Series 66, SIE, Series 31, and Series 7 licenses. Douglas is also registered as an Investment Advisor Representative in California and Texas. Douglas specializes in investment advisory services, portfolio management for businesses and individuals, and pension consulting. Douglas provides educational seminars and helps select other advisors for clients.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

J.derek Lewis & Associates, Inc. | CFC ® (Certifications)

location

NEWPORT BEACH, CA

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Hyepock is a financial advisor with over 28 years of experience in the industry. Douglas is registered with J.derek Lewis & Associates, Inc. and is licensed to provide investment advice in Arizona, California, Colorado, Georgia, Idaho, Kansas, Michigan, Missouri, Nevada, North Carolina, Oregon, Pennsylvania, Texas, Utah, Washington and Wyoming. Douglas holds multiple licenses and certifications, including Series 7, Series 24, Series 63, Series 66, and Series 99TO, and is also a Chartered Financial Consultant.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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