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Financial Planning Services Advisors in California
35,804 Results
Unclaimed
location

Menlo Park, CA

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Ingham is a financial advisor with over 20 years of experience in the industry. Douglas has been registered with Morgan Stanley since 2009, and previously worked with Citigroup Global Markets Inc. Douglas holds Series 63 and Series 65 licenses, as well as the Series 7 and SIE licenses. Douglas specializes in providing a variety of services to individuals, high-net-worth individuals, corporations, investment clubs, charitable organizations, insurance companies, and pension and profit-sharing plans. Douglas's services include financial planning, asset allocation advice, portfolio management, selection of other advisers, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

LOS ANGELES, CA

experience

32 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Douglas Malcolm Popovich has been a registered investment advisor for over 30 years and currently holds registrations in 42 states and the District of Columbia. Douglas is currently employed with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since 1993. Douglas has extensive experience in providing investment advisory services to a wide range of clients, including high-net-worth individuals, corporations, and institutions.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

UBS Financial Services Inc.

location

LOS GATOS, CA

experience

29 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Douglas Omar Brady is a financial advisor with UBS Financial Services Inc. Douglas has been in the industry since March 1996 and has experience in the financial services industry. Douglas's expertise and experience can provide guidance to clients on a variety of financial matters. Douglas is registered in 35 states and has a Series 7, Series 10, Series 9, Series 63 and SIE license.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Ameriprise Financial Services, LLC

location

FAIR OAKS, CA

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Crumley is an Ameriprise Financial Services, LLC registered representative. Douglas Crumley has been in the securities industry since May 26, 2004. Douglas Crumley's firm office is located at 7956 CALIFORNIA AVE in FAIR OAKS, CA. Douglas Crumley holds Series 7, Series 66 and SIE licenses and is registered in 21 states. Douglas Crumley is licensed to provide services through Ameriprise Financial Services, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

UBS Financial Services Inc.

location

SAN DIEGO, CA

experience

26 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Kincart is an investment advisor representative with UBS Financial Services Inc. Douglas has been working in the financial industry since 1999 and has been registered with UBS Financial Services Inc. since 2010. Douglas is licensed to provide investment advice in multiple states including California, Texas and Utah. Douglas has a broad range of experience in the financial industry and is qualified to provide a variety of investment services to individuals, businesses and institutions. Douglas has a proven track record of success in helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Eagle Strategies LLC | CFC ® (Certifications)

location

YORBA LINDA, CA

experience

41 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Dean Brown is an Investment Advisor Representative with Eagle Strategies LLC, a firm with approximately $20.35 billion in regulatory assets under management. Douglas has over 40 years of experience in the industry and is currently registered in California as an Investment Advisor Representative. He has a Series 26, 6, and 22 license as well as a SIE. Douglas is also a Chartered Financial Consultant and is a board member of Relationship Research Foundation. Douglas has experience providing financial planning, pension consulting, and portfolio management for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Ameriprise Financial Services, LLC

location

SANTA MONICA, CA

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Dean Peterson is an investment advisor representative with Ameriprise Financial Services, LLC, registered in California. Peterson has been in the industry since 1994. Peterson is also registered as an investment advisor representative with IDS Life Insurance Company and American Express Service Corporation, however, those registrations are no longer active. Peterson holds Series 63, 65, 7, and SIE licenses. Peterson specializes in providing financial planning, portfolio management, and asset allocation services to individuals, businesses, trusts, and estates.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed
location

FOSTER CITY, CA

0 Disclosures

ADVISOR BIO

Douglas Poetzsch is an Investment Advisor Representative at IEQ Capital, LLC, located in Foster City, CA. Douglas Poetzsch is also registered with IEQ Capital, LLC in Georgia. Douglas Poetzsch specializes in providing financial planning, pension consulting, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. Douglas Poetzsch's previous employment includes Citi Private Alternatives, LLC and Citigroup Global Markets Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

VISALIA, CA

experience

41 Years Experience

0 Disclosures

ADVISOR BIO

Douglas Wayne Silveria is a financial advisor with Morgan Stanley, based in VISALIA, CA. Douglas has been in the financial industry since 1983 and is registered with the state of California. He has a strong background in various areas of financial services, including securities, commodities, and investment advisory. Douglas has a wide range of experience and expertise to help clients reach their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Integrated Wealth Concepts LLC

location

LA JOLLA, CA

disclosure

3 Disclosures

ADVISOR BIO

Douglas Fairchild Bradley is an Investment Advisor Representative at Integrated Wealth Concepts LLC. Douglas has been in the financial services industry for 25 years and specializes in providing financial planning services to individuals, families, and businesses. Douglas has a strong track record of success in helping clients achieve their financial goals. Douglas is a Series 65, Series 63, and Series 7 license holder.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals

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