Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Douglas? Claim Your ProfileDouglas Grover has been in the financial services industry since February 14, 1995. Douglas is currently registered with Cambridge Investment Research Advisors, Inc. as a Registered Representative and Investment Advisor Representative. Douglas is licensed in Arizona, Arkansas, California, Colorado, Florida, Idaho, Massachusetts, Missouri, New Hampshire, New Mexico, New York, Oklahoma, Oregon, Tennessee, Texas, Utah, Virginia, and Wyoming. Douglas has a Certified Financial Planner designation. Douglas has 2 state exams, 3 product exams, and no principal exams. Douglas is also a registered representative of Cambridge Investment Research, Inc.. Douglas has experience at Waddell & Reed, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CA
08/10/2005 - Present
Cambridge Investment Research Advisors, Inc. (RIVERSIDE CA)
KS
02/15/1995 - 02/09/2004
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 10/11/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1996
Series 7 - General Securities Representative Examination
BC
Issued 02/14/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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