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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

HUNTINGTON BEACH, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Nguyen is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc., licensed to provide financial and investment advice in California. Christopher has a background in real estate and holds various licenses, including the Series 63, 6TO, and SIE exams. Christopher has been in the financial industry since June 20, 2023 and currently works at the Garden Grove, CA branch office of Merrill Lynch.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed
location

LONG BEACH, CA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Arnaldo is a financial advisor at Edward Jones. Christopher has been in the industry since 2017 and is registered with the states of Arizona, California, Colorado, Florida, Georgia, Hawaii, Maryland, Nevada, New Hampshire, North Carolina, Ohio, Oklahoma, Oregon, Texas, Virginia, Washington, and Wyoming. Christopher has Series 66, SIE, and Series 7 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Cerity Partners LLC | CFP ® (Certifications)

location

MILL VALLEY, CA

0 Disclosures

ADVISOR BIO

Christopher Akamine is a financial advisor with Cerity Partners LLC and Cerity Partners Retirement Plan Advisors. Christopher holds the Series 7, Series 31 and Series 66 licenses. Christopher is a CERTIFIED FINANCIAL PLANNER™ professional. Christopher has been a financial advisor since April 2008. Christopher is located in MILL VALLEY, CA and works with clients across the country.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
TAX SERVICES; BILL PAY
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Cuso Financial Services, LP

location

SAN DIEGO, CA

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Dean Thorpe is an investment advisor representative with Cuso Financial Services, LP. Christopher Thorpe has been in the industry since May 2014 and has registrations in 24 states. Christopher Thorpe is also a registered investment advisor representative for Cuso Financial Services, LP in Colorado and Texas. Christopher Thorpe holds a Series 66, Series 7, and SIE license. Christopher Thorpe previously worked at Key Investment Services LLC. Christopher Thorpe is a Bishop for the Church of Jesus Christ of Latter Day Saints and works with individuals on their financial affairs.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

RBC Capital Markets, LLC

location

SAN DIEGO, CA

experience

20 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Christopher Wells is a financial advisor with RBC Capital Markets, LLC. Christopher has over 19 years of experience in the financial industry. Christopher is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7 and Series 66 securities licenses. Christopher is registered as an investment advisor representative in California and Texas. Christopher also has a Series 63 license. Christopher previously worked at Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Banc of America Investment Services, Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Lighthouse Financial Services Inc.

location

BREA, CA

0 Disclosures

ADVISOR BIO

Christopher Soukup is a financial advisor in Brea, CA. Christopher has been a Registered Representative since 2007. Christopher's experience covers several industries, including Fidelity Brokerage Services LLC, TD Ameritrade, and Wells Fargo Advisors, LLC. Christopher is currently employed by Lighthouse Financial Services Inc. as an Investment Advisor Representative. Christopher specializes in providing portfolio management for businesses and individuals, in addition to offering financial planning services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

UBS Financial Services Inc.

location

WESTLAKE VILLAGE, CA

experience

29 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Christopher George is a financial advisor with UBS Financial Services Inc. based in WESTLAKE VILLAGE, CA. Christopher has been in the financial services industry since 1995. Christopher holds Series 6, 7, 31, and 63 licenses and has also passed the Series 65 and the SIE exam. Christopher has worked with numerous firms in his career including Morgan Stanley Smith Barney, Morgan Stanley & Co. Incorporated, and Morgan Stanley DW Inc. Christopher is registered to provide investment advice in multiple states, including Arizona, California, Colorado, Connecticut, Florida, Hawaii, Indiana, Iowa, Maine, Maryland, Massachusetts, Minnesota, Nebraska, Nevada, New Jersey, New York, North Carolina, Ohio, Oregon, Pennsylvania, South Carolina, Texas, Utah, Vermont, Virgin Islands, Washington, and West Virginia.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

PASADENA, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Consiglio is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Christopher is registered with FINRA and has been in the industry since October 2022. Christopher specializes in providing financial planning, portfolio management and investment services to a range of clients, including individuals, high-net-worth individuals, businesses, pension and profit-sharing plans, corporations and other organizations. Christopher has a broad range of experience in financial markets and holds several professional designations.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

UBS Financial Services Inc.

location

SAN FRANCISCO, CA

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Chavez is an investment advisor representative who is registered with UBS Financial Services Inc. Christopher has been in the financial services industry since April 25, 2010 and is registered with the state of California as an investment advisor representative and a broker. Christopher is also registered with the state of Arizona, Colorado, Florida, Georgia, Hawaii, Maine, Maryland, Massachusetts, Michigan, Montana, Nevada, New Hampshire, New Jersey, New York, North Carolina, Oregon, Pennsylvania, South Carolina, Tennessee, Texas, Utah, Virginia, Washington, Wisconsin, and Wyoming.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals
Unclaimed

Avantax Advisory Services | CFP ® (Certifications)

location

SIMI VALLEY, CA

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Christopher Boynton is a financial advisor at Avantax Advisory Services and has been in the industry since June 2002. Christopher has a variety of licenses including Series 65 and Series 66. Christopher is also a Certified Financial Planner. Christopher has experience with various investment strategies and can assist clients with a variety of financial planning needs. Christopher has previously worked at 1ST GLOBAL CAPITAL CORP. and SIGNATOR INVESTORS, INC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SOLICITOR REFERRAL SERVICES TO THIRD-PARTY INVESTMENT MANAGERS; PARTICIPANT ENROLLMENT MEETINGS

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