Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christopher? Claim Your ProfileChristopher West is a financial advisor with over 23 years of experience in the financial services industry. Christopher is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since March of 2011. Prior to that, Christopher was a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated from May 2008 to March 2011. Christopher has also worked with Sanford C. Bernstein & Co., Inc. and Sanford C. Bernstein & Co., LLC. Christopher has a strong background in providing investment advice to individuals, families, and businesses. Christopher holds the Series 7, Series 8, Series 63, and Series 66 licenses. Christopher has a Bachelor of Science degree in Finance from the University of California, Berkeley.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/22/2011 - Present
Wells Fargo Clearing Services, LLC (WALNUT CREEK CA)
CA
05/01/2008 - 03/23/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WALNUT CREEK CA)
NY
12/07/2000 - 08/22/2002
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
02/08/1993 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BOTH
Issued 07/21/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/10/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/30/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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