Invested Better
Financial Planning Services Advisors in California
35,804 Results
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

HAYWARD, CA

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Yongsheng Jiang is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Yongsheng is licensed to provide investment advice in Arizona, California, Florida, Idaho, Nevada, New York, Oregon, Texas, and Washington. Yongsheng has been in the securities industry since June 25, 2019. Yongsheng has passed the General Securities Representative Examination (Series 7), Securities Industry Essentials Examination (SIE), and Uniform Combined State Law Examination (Series 66). Yongsheng has a current employment with Merrill Lynch, Pierce, Fenner & Smith Inc. in Castro Valley, CA.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

DUBLIN, CA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Yong-sheng Qi is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Yong-sheng has been in the financial services industry since 2017. Yong-sheng has passed the Series 66, Series 7 and SIE exams. Yong-sheng is registered in Arizona, California, Florida, Nevada, Oregon, Texas and Washington. Yong-sheng has experience working for TD Ameritrade, Inc. and Bank of America.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Equitable Advisors, LLC

location

LOS ANGELES, CA

experience

27 Years Experience

0 Disclosures

ADVISOR BIO

Yongsoo Park is a registered representative with Equitable Advisors, LLC. Yongsoo has been in the financial services industry for over 20 years. Yongsoo's past experience includes working with American Express Financial Advisors Inc., IDS Life Insurance Company, AXA Advisors, LLC and The Equitable Life Assurance Society of the United States. Yongsoo is currently registered with the state of California, and has been approved by FINRA and the state of California. Yongsoo offers financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses and individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

Walnut Creek, CA

experience

11 Years Experience

0 Disclosures

ADVISOR BIO

Yontin Yonathan Teka is a registered representative with Morgan Stanley. Yontin has over 6 years of experience in the securities industry. Yontin holds the Series 6, 7TO, 63, and 66 securities licenses and the SIE exam. Yontin is licensed in 46 states and the District of Columbia for brokerage services and in 2 states for investment advisory services. Yontin was previously registered with J.P. MORGAN SECURITIES LLC, NYLIFE SECURITIES LLC, and PRUCO SECURITIES, LLC. Yontin works at the Walnut Creek branch office of Morgan Stanley.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Wells Fargo Clearing Services, LLC

location

WALNUT CREEK, CA

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Yoo Kyung Kwon is a registered representative with Wells Fargo Clearing Services, LLC. Yoo Kyung Kwon has been in the industry for 6 years. Yoo Kyung Kwon is licensed to sell securities in California. Yoo Kyung Kwon is associated with the Walnut Creek, CA branch office of Wells Fargo Clearing Services, LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

NEWPORT BEACH, CA

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Yoon Suk Han is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc., a firm that manages approximately $10 billion to $50 billion in assets. Yoon has been in the industry since August 10, 2015. Yoon is licensed to provide investment advice and services in 53 states and the District of Columbia. Yoon's expertise includes providing portfolio management for businesses and individuals, pension consulting, and educational seminars.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

J.p. Morgan Securities LLC

location

FULLERTON, CA

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Yoon Chang is an investment advisor representative for J.P. Morgan Securities LLC. Yoon Chang has over 20 years of experience in the financial services industry, having previously worked at firms such as Merrill Lynch, Pierce, Fenner & Smith Incorporated, Securities America, Inc., MML Investors Services, LLC, and Pruco Securities, LLC. Yoon Chang is registered with the state of California and Texas.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

LPL Financial LLC

location

PASADENA, CA

experience

35 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Yooni Chang is a financial advisor with over 30 years of experience in the financial industry. Yooni is currently registered with LPL Financial LLC as a Registered Representative and Investment Adviser Representative. Yooni specializes in providing a range of financial services, including financial planning, portfolio management, and consulting. Prior to joining LPL Financial, Yooni held positions with other prominent firms, including Republic Financial Services Corporation, The Dreyfus Service Corporation, FIMCO Securities Group, Inc., and Fortis Investors, Inc. Yooni holds multiple licenses and certifications, including Series 7, Series 6, Series 24, Series 26, Series 51, Series 63, and Series 65.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

EL SEGUNDO, CA

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Yoonjae Gong is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Yoonjae has been in the industry since 2022. Yoonjae holds Series 66, 7TO and SIE licenses and is currently registered in Arizona, California, Florida, Nevada, Oregon, Texas and Washington.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

UBS Financial Services Inc.

location

PASADENA, CA

experience

7 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Yoon ji Park is an investment advisor representative with UBS Financial Services Inc. Park has been in the industry since November 20, 2017. Park is registered to provide investment advice in Arizona, California, Florida, Michigan, Nevada, New Jersey, New York, Pennsylvania, Texas, Virginia and Wyoming. Park specializes in investments for individuals, businesses, pension and profit-sharing plans, charitable organizations, and high-net-worth individuals. Park is also registered as a Registered Representative with UBS Financial Services Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Security Ratings
Publication of Financial Periodicals

Need help matching

with the right advisor?