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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Yooni? Claim Your ProfileYooni Chang is a financial advisor with over 30 years of experience in the financial industry. Yooni is currently registered with LPL Financial LLC as a Registered Representative and Investment Adviser Representative. Yooni specializes in providing a range of financial services, including financial planning, portfolio management, and consulting. Prior to joining LPL Financial, Yooni held positions with other prominent firms, including Republic Financial Services Corporation, The Dreyfus Service Corporation, FIMCO Securities Group, Inc., and Fortis Investors, Inc. Yooni holds multiple licenses and certifications, including Series 7, Series 6, Series 24, Series 26, Series 51, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/31/2015 - Present
LPL Financial LLC (PASADENA CA)
NY
06/24/1999 - 12/22/1999
REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)
NY
11/19/1997 - 07/16/1999
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
WI
04/23/1996 - 11/28/1997
FIMCO SECURITIES GROUP, INC. (PORT WASHINGTON WI)
MN
03/28/1990 - 03/08/1996
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 01/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2016
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/16/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/30/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/26/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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