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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

Cetera Investment Advisers LLC

location

FULLERTON, CA

experience

37 Years Experience

0 Disclosures

ADVISOR BIO

Steven Klahorst is a financial advisor with Cetera Investment Advisers LLC. Steven has been in the financial services industry since 1987. Steven is registered with the state of California and Texas, and holds a Series 63, Series 65, Series 7, and Series 24 securities license. Steven also holds a Series 4 principal license. Steven's previous employer was First Allied Securities, Inc.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Eagle Strategies LLC

location

PASADENA, CA

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Steven Uy is a registered representative of Eagle Strategies LLC, with an active state of California, and has been working in the financial industry since 2016. Steven has a series of licenses including Series 6, 7, 63, and 66, which enables Steven to provide financial services, including portfolio management for individuals and financial planning. Steven also has experience working with Forester Financial Services, INC. and New York Life Insurance Co. Steven can work with a variety of client types such as high-net-worth individuals, corporations or other businesses, charitable organizations, and individuals other than high-net-worth.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed
location

Menlo Park, CA

experience

42 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Steven Daniels is a financial advisor with Morgan Stanley. Steven Daniels has been in the financial services industry since May 22, 1983. Steven Daniels is registered with the state of California and Texas as an Investment Advisor Representative. Steven Daniels has experience working with a variety of clients, including high-net-worth individuals, corporations, charitable organizations, insurance companies, and investment companies.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Raymond James & Associates, Inc.

location

Irvine, CA

experience

23 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Steven Hocking is a financial advisor with over 20 years of experience in the industry. Steven has a strong track record of providing investment advice to individuals, families, and businesses. Steven currently works for Raymond James & Associates, Inc., and prior to that worked at UBS Financial Services Inc. and Merrill Lynch. Steven has a wide range of experience in various investment areas and specializes in retirement planning, college savings, and estate planning. Steven is committed to providing clients with personalized financial advice and helping them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PLEASE SEE NOTE IN SCHEDULE D - MISCELLANEOUS
Unclaimed

Cetera Investment Advisers LLC

location

SANTA CRUZ, CA

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Steven Elbert King is a Registered Representative with Cetera Investment Advisers LLC in Santa Cruz, CA. Steven has been in the securities industry since June 15, 1993. Steven also has a Series 24 General Securities Principal license. Prior to Cetera Investment Advisers LLC, Steven worked for First Allied Securities, Inc. in Santa Cruz, CA.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Western International Securities, Inc.

location

Westlake Village, CA

experience

35 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Steven Graham, a financial professional with over 30 years of experience, is a registered representative with Western International Securities, Inc. Steven has extensive knowledge in the financial services industry and holds multiple licenses and designations including Series 6, 7, 24, 26, 63, and 65. Steven's experience includes working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Steven is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

MML Investors Services, LLC

location

Los Angeles, CA

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Steven Andrew Gasparian is a registered representative with MML Investors Services, LLC, with offices located in Los Angeles, CA. Steven Andrew Gasparian has been in the financial services industry since 2016. Steven Andrew Gasparian is licensed to conduct securities business in California, Florida, Texas, and Virginia, and has a Series 6, Series 63, Series 65, and SIE license. Steven Andrew Gasparian is also registered as an Investment Advisor Representative with MML Investors Services, LLC. Steven Andrew Gasparian specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for businesses and individuals. Steven Andrew Gasparian also provides asset allocation programs for clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

D.a. Davidson & Co.

location

ROSEVILLE, CA

experience

43 Years Experience

disclosure

5 Disclosures

ADVISOR BIO

Steven William Stahlberg is an investment advisor representative with D.a. Davidson & Co.. Steven has been in the industry since 1981. Steven is registered with FINRA and the state of California. In addition, Steven is registered with the states of Arkansas and Louisiana. Steven has experience with a variety of firms including Hilltop Securities Inc. and Mutual Securities, Inc. Steven's areas of specialization include portfolio management for individuals and businesses, financial planning, pension consulting and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed
location

CLAREMONT, CA

experience

41 Years Experience

disclosure

3 Disclosures

ADVISOR BIO

Steven William Norin is a registered representative with Morgan Stanley, with over 35 years of experience in the financial services industry. Steven has held a variety of roles at previous firms including CITIGROUP GLOBAL MARKETS INC., LEHMAN BROTHERS INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Steven is also a registered investment advisor, and holds a Series 63 and Series 65 license. Steven specializes in financial planning, asset allocation advice, pension consulting, educational seminars, and portfolio management for individuals, businesses, and investment companies.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

West Coast Financial, LLC | CFP ® (Certifications)

location

SANTA BARBARA, CA

0 Disclosures

ADVISOR BIO

Steven Weintraub is a financial advisor with West Coast Financial, LLC in Santa Barbara, California. Steven has been in the financial services industry since 1983 and is registered to provide investment advisory services in California. Steven is a Certified Financial Planner and has expertise in a variety of financial planning areas, including retirement planning, college savings, and estate planning. Steven's experience and knowledge can help clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles

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