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Steven Fu

United Capital Financial Advisors

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About Steven Fu

Steven Fu is a financial advisor with United Capital Financial Advisors. Steven Fu is licensed in California. Steven Fu has been in the industry for 13 years. Steven Fu is a registered investment advisor. Steven Fu has Series 7, Series 63, Series 86, and Series 87 licenses. Steven Fu works in the South Pasadena branch office of United Capital Financial Advisors. Steven Fu's previous employers include JMP Securities LLC, Macquarie Capital (USA) Inc., and Fox-Pitt Kelton Cochran Caronia Waller (USA) LLC.

Firm Information

Steven Fu is currently registered with United Capital Financial Advisors. United Capital Financial Advisors is an investment advisory firm based in Irving, Texas. They offer a variety of services to individuals, corporations, charitable organizations, pension and profit-sharing plans, and other investment advisors. The firm manages over $17.7 billion in assets and has a team of over 200 licensed professionals. They are registered with the SEC and have offices across the United States.
United Capital Financial Advisors

125 E JOHN CARPENTER FRWY

IRVING, TX 75062

$17.69B

Assets Under Management

1,689

Total Clients

127

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sub-adviser for other investment advisers

Sub-adviser for other investment advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Steven Fu’s Registration & Firm History

CA

08/12/2014 - Present

United Capital Financial Advisors (SOUTH PASADENA CA)

CA

05/11/2010 - 03/22/2013

JMP SECURITIES LLC (SAN FRANCISCO CA)

NY

12/01/2009 - 04/29/2010

MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)

NY

07/02/2007 - 12/01/2009

FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/14/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/15/2007

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 09/15/2007

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 06/30/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Steven Fu.
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