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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

MML Investors Services, LLC

location

Roseville, CA

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Scott Bradford is a financial advisor with MML Investors Services, LLC in Roseville, CA. Scott has been in the industry since 1993 and holds the Series 6, Series 63, and SIE licenses. Scott is registered in Arizona, California, Nevada, and Washington and specializes in providing a variety of services, including financial planning, pension consulting, educational seminars, and portfolio management for businesses and individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

LOS ANGELES, CA

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Scott Christian Rosser has over 20 years of experience in the financial services industry. Scott is a Registered Representative of Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since October 2015. Prior to joining Merrill Lynch, Scott held positions at HSBC Securities (USA) Inc., Comerica Securities, UBS PaineWebber Inc., and Dean Witter Reynolds Inc.. Scott has a Series 7, Series 63, Series 65, and Series 66 license. He has also passed the Securities Industry Essentials (SIE) Exam. Scott's specializations include investment advisory, securities, and financial planning. Scott is dedicated to providing his clients with the highest level of personalized service.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Cuso Financial Services, LP

location

SAN DIEGO, CA

experience

33 Years Experience

0 Disclosures

ADVISOR BIO

Scott James Walker is a financial advisor with Cuso Financial Services, LP. Scott Walker is a registered investment advisor representative in California. Scott Walker has over 30 years of experience in the financial industry. Scott Walker provides financial planning, pension consulting, and portfolio management services to individuals and businesses. Scott Walker has a strong track record of helping clients reach their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

SAN JOSE, CA

experience

32 Years Experience

0 Disclosures

ADVISOR BIO

Scott Michael Rogers is a registered investment advisor representative with Wells Fargo Clearing Services, LLC. Scott has been in the financial services industry since 1993 and has held several previous roles with firms like Wells Fargo Investments, LLC and Wells Fargo Securities Inc. Scott is registered with the Securities and Exchange Commission (SEC) and holds Series 7, 6, 63, 65, 72, and SIE licenses. Scott provides investment consulting services to institutional clients and offers financial planning, pension consulting, and portfolio management services to businesses and individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Anchor BAY Capital, Inc.

location

CARLSBAD, CA

experience

36 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Scott Spiering is a financial advisor at Anchor Bay Capital, Inc. located in Carlsbad, CA. Scott has been in the financial industry for 35 years. He has a Series 63, Series 65, and Series 24 license. Scott's previous employers include Spiering & Co., Inc., Prudential Securities Incorporated, Kidder, Peabody & Co. Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. He is registered to provide financial advice in California, Utah, and Washington. Scott specializes in portfolio management for individuals and businesses. He offers financial planning, pension consulting and investment management services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

SAN DIEGO, CA

experience

33 Years Experience

0 Disclosures

ADVISOR BIO

Scott Thorpe Sutherland is a financial advisor registered with Wells Fargo Clearing Services, LLC. Scott has been in the financial industry since 1992 and has a broad background in financial advisory services. Scott holds several securities licenses, including Series 7, Series 63, and Series 65. Scott is currently registered to conduct business in Arizona, California, Colorado, Connecticut, Florida, Idaho, Illinois, Indiana, Maryland, Massachusetts, Michigan, Minnesota, Montana, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Texas, Utah, Virginia, and Washington.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

LPL Financial LLC

location

ENCINO, CA

experience

29 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Scott Robert Michalek is a financial advisor registered with LPL Financial LLC in Encino, California. Scott has been in the financial services industry since 1996. Scott is registered to provide investment advice in California and Texas. Scott is also a registered representative of LPL Financial LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Osaic Wealth, Inc.

location

PALOS VERDES, CA

experience

16 Years Experience

0 Disclosures

ADVISOR BIO

Scott Gilbert is a financial advisor who has been in the industry since 2009. Scott is currently registered with Osaic Wealth, Inc. and holds licenses to provide investment advice in several states. Scott has previously worked with firms such as Woodbury Financial Services, Inc., Purshe Kaplan Sterling Investments, New England Securities and MML Investors Services, LLC. Scott has a strong background in various financial products and holds the Series 6, Series 63, Series 65, Series 99TO, and SIE exams. Scott specializes in providing financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars, and selection of other advisors.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

SCF Investment Advisors, Inc. | CFP ® (Certifications)

location

SAN DIEGO, CA

experience

29 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Scott Lawrence Clark is an investment advisor representative with SCF Investment Advisors, Inc. Scott has been in the securities industry since March 1996. Scott is registered with the following states: Alabama, California, Kentucky, Tennessee, Virginia, and Washington. Scott also holds the following securities licenses: Series 6, Series 7, and Series 63. Scott has earned the designation of Certified Financial Planner. Scott's specializations include fixed income, mutual funds, variable annuities, stocks, bonds, and retirement planning. SCF Investment Advisors, Inc. is a registered investment advisor with the Securities and Exchange Commission. SCF Investment Advisors, Inc. provides financial planning, portfolio management, and investment advisory services to individuals, families, and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Independent Financial Group, LLC | CFP ®,CFC ® (Certifications)

location

SAN DIEGO, CA

experience

34 Years Experience

0 Disclosures

ADVISOR BIO

Scott Dickerson is a financial advisor with over 30 years of experience in the industry. Scott has a strong background in securities and investment advisory services, holding various licenses and certifications, including Series 7, 24, 51, 63, and 66. Scott is a Certified Financial Planner and a Chartered Financial Consultant. Currently, Scott is a Registered Representative and Investment Advisor Representative at Independent Financial Group, LLC, where he has been with since November 2005. Scott provides financial planning, portfolio management, and pension consulting services to individuals, businesses, and charitable organizations. Scott’s dedication to his clients and his extensive experience make him a valuable resource for those seeking financial advice.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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