Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Scott? Claim Your ProfileScott Macgregor Denniston is a registered investment advisor representative. Scott has been in the industry since 1983 and is currently registered with RBC Capital Markets, LLC. Scott has prior experience with Wachovia Securities, LLC, Prudential Securities Incorporated, First Union Securities, Inc., and Sutro & Co. Incorporated. Scott has a current Series 7, Series 63, and Series 65 license. Scott has a total of 22 approved SRO registrations, 1 approved FINRA registration, and 24 approved state registrations. Scott's area of specialization includes individuals, high net worth individuals, charitable organizations, pension and profit sharing plans, corporations or other businesses, pooled investment vehicles, insurance companies, banking or thrift institutions, and state or municipal government entities. Scott is currently licensed in Alabama, Arizona, California, Colorado, Connecticut, Florida, Idaho, Illinois, Kansas, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, Montana, Nevada, New Mexico, New York, Ohio, Oregon, Tennessee, Texas, Utah, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/26/2008 - Present
RBC Capital Markets, LLC (CENTURY CITY CA)
CA
07/01/2003 - 08/11/2008
WACHOVIA SECURITIES, LLC (LOS ANGELES CA)
NY
08/08/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
08/05/1994 - 08/21/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
CA
06/06/1983 - 08/17/1994
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NA
05/26/1983 - 05/31/1983
KIDDER, PEABODY & CO. INCORPORATED
IA
Issued 03/14/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/30/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Scott Denniston is the right advisor for you? Invested Better is here to help.
