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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

J.p. Morgan Securities LLC | CFA ® (Certifications)

location

LOS ANGELES, CA

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Samuel S. Kim is a financial advisor with j.p. morgan securities llc. Samuel has been a registered representative since 2006. Samuel's firm manages more than $50 billion in assets and has offices in multiple states. Samuel has 19 approved SRO registrations, 1 approved FINRA registration, and 53 approved state registrations. Samuel has passed the SIE, Series 7 and Series 66 exams.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

SAN FRANCISCO, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Samuel Ethan Tuch is a financial advisor with J.p. Morgan Securities LLC in SAN FRANCISCO, CA. Samuel has been a registered representative in the securities industry since 2023. Samuel holds Series 7TO, 79TO, SIE, and Series 63 licenses. Samuel specializes in providing investment advice to individuals, businesses, high net worth individuals, and charitable organizations. Samuel has experience working with Cowen and Company and J.p. Morgan Securities LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

IEQ Capital, LLC | CFP ® (Certifications)

location

FOSTER CITY, CA

0 Disclosures

ADVISOR BIO

Samuel Curtis Brumbaugh is a financial professional with over 7 years of experience in the financial services industry. Samuel Curtis Brumbaugh is currently registered with IEQ Capital, LLC and has been with the firm since June 2019. Prior to joining IEQ Capital, LLC, Samuel Curtis Brumbaugh was employed with First Republic Securities Company, LLC, Bel Air Securities LLC and UBS Financial Services Inc. Samuel Curtis Brumbaugh holds the Series 7 and Series 66 licenses as well as the SIE exam. Samuel Curtis Brumbaugh is a Certified Financial Planner.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Cetera Investment Advisers LLC

location

Los Angeles, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Samuel Mendel is a financial advisor registered with Cetera Investment Advisers LLC. Samuel has been in the financial industry for over ten years. Samuel has been registered with the state of California for over ten years and holds both Series 7TO and Series 66 registrations. Samuel has a strong background in financial planning, portfolio management, and investment advisory services. Samuel is committed to providing personalized financial guidance and helping clients reach their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

J.p. Morgan Securities LLC

location

FREMONT, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Samuel Lowrey is a registered representative with J.p. Morgan Securities LLC. Samuel has been in the industry since July 21, 2023. Samuel holds Series 63, Series 6TO, and SIE licenses. Samuel is registered in California. Samuel focuses on providing financial planning, pension consulting, and portfolio management services for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Advanced Portfolio Strategies

location

TORRANCE, CA

0 Disclosures

ADVISOR BIO

Samuel Ford is an Investment Advisor Representative at Advanced Portfolio Strategies. Samuel is registered with the state of California and has been in the industry since 2013. Samuel has a law degree and has worked as an attorney. Samuel is committed to providing personalized financial advice to individuals, families, and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Avantax Advisory Services

location

CAMPBELL, CA

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Samuel Cannon is a financial advisor who has been in the industry since June 12, 2017. Samuel is currently registered with Avantax Advisory Services and holds a Series 66, SIE and Series 7 license. Samuel has worked for both Fidelity Brokerage Services and 1st Global Capital Corp. Samuel provides financial planning, investment management and selection services to individuals, corporations and pension and profit-sharing plans.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SOLICITOR REFERRAL SERVICES TO THIRD-PARTY INVESTMENT MANAGERS; PARTICIPANT ENROLLMENT MEETINGS
Unclaimed

Wells Fargo Clearing Services, LLC

location

SAN DIEGO, CA

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Samuel De jesus Castro is a financial advisor at Wells Fargo Clearing Services, LLC in San Diego, CA. Samuel has been a registered representative for over six months. Samuel holds a Series 63 license in California, as well as the Series 6TO and SIE exams.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

MML Investors Services, LLC

location

Alhambra, CA

experience

15 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Samuel Lau is a financial advisor at MML Investors Services, LLC. Samuel has been in the financial services industry since 2004. Samuel has passed the Series 7, Series 7TO, Series 66, and SIE exams. Samuel is registered with the state of California to provide investment advice. MML Investors Services, LLC is a financial services firm with a focus on providing financial planning, portfolio management, and pension consulting services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

MML Investors Services, LLC

location

Pleasanton, CA

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

Samuel E Thorp-nichols is a financial professional with over 6 years of experience in the industry. Samuel is currently registered with MML Investors Services, LLC and has been in the business since November 2016. Samuel has a broad range of experience working with clients of all types, including individuals, high net worth individuals, corporations, and retirement plans. Samuel holds a Series 6, Series 63, and Series 65 license, as well as the SIE. Samuel is dedicated to providing personalized financial guidance and helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS

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