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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

J.p. Morgan Securities LLC | CFA ® (Certifications)

location

LOS ANGELES, CA

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Samuel S. Kim is a financial advisor with j.p. morgan securities llc. Samuel has been a registered representative since 2006. Samuel's firm manages more than $50 billion in assets and has offices in multiple states. Samuel has 19 approved SRO registrations, 1 approved FINRA registration, and 53 approved state registrations. Samuel has passed the SIE, Series 7 and Series 66 exams.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

MISSION VIEJO, CA

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Samuel Clarke is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc.. Samuel has 2 years of experience in the financial industry. Samuel's primary office is in Newport Beach, California, and they also have a branch office in Mission Viejo, California. They are registered in California and Texas, and are also licensed to conduct business in Arizona, Florida, Nevada, Oregon, Texas, and Washington. Samuel has a broad range of expertise in financial planning, portfolio management, and investment services. They have a reputation for delivering personalized financial solutions to a diverse clientele, including individuals, families, businesses, and institutions. Samuel's focus is on building long-term relationships with clients and helping them achieve their financial goals.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

J.p. Morgan Securities LLC

location

SAN FRANCISCO, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Samuel Ethan Tuch is a financial advisor with J.p. Morgan Securities LLC in SAN FRANCISCO, CA. Samuel has been a registered representative in the securities industry since 2023. Samuel holds Series 7TO, 79TO, SIE, and Series 63 licenses. Samuel specializes in providing investment advice to individuals, businesses, high net worth individuals, and charitable organizations. Samuel has experience working with Cowen and Company and J.p. Morgan Securities LLC.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Cetera Investment Advisers LLC

location

Los Angeles, CA

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Samuel Mendel is a financial advisor registered with Cetera Investment Advisers LLC. Samuel has been in the financial industry for over ten years. Samuel has been registered with the state of California for over ten years and holds both Series 7TO and Series 66 registrations. Samuel has a strong background in financial planning, portfolio management, and investment advisory services. Samuel is committed to providing personalized financial guidance and helping clients reach their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Centaurus Financial, Inc.

location

ANAHEIM, CA

experience

13 Years Experience

disclosure

2 Disclosures

ADVISOR BIO

Samuel Leslie Sutterfield is a financial advisor registered with Centaurus Financial, Inc. Samuel has been in the financial services industry since December 2011. Samuel holds Series 6, 7, 63 and 66 securities licenses and has experience providing investment advice to individuals, businesses and high net worth individuals. Samuel also owns and operates several other businesses including insurance, tax preparation, legal document preparation and a 401k specialist company. Samuel specializes in several areas including financial planning, portfolio management and securities ratings.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Market Timing Services
Publication of Financial Periodicals
Unclaimed

IEQ Capital, LLC | CFP ® (Certifications)

location

FOSTER CITY, CA

0 Disclosures

ADVISOR BIO

Samuel Curtis Brumbaugh is a financial professional with over 7 years of experience in the financial services industry. Samuel Curtis Brumbaugh is currently registered with IEQ Capital, LLC and has been with the firm since June 2019. Prior to joining IEQ Capital, LLC, Samuel Curtis Brumbaugh was employed with First Republic Securities Company, LLC, Bel Air Securities LLC and UBS Financial Services Inc. Samuel Curtis Brumbaugh holds the Series 7 and Series 66 licenses as well as the SIE exam. Samuel Curtis Brumbaugh is a Certified Financial Planner.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Core Financial | CFA ® (Certifications)

location

EL SEGUNDO, CA

0 Disclosures

ADVISOR BIO

Samuel Kunz is a financial advisor with Core Financial. Samuel has been in the industry for over 20 years. He has worked for Quaker Securities, Inc. and Schroder & Co. Inc. He is a Chartered Financial Analyst and holds the Series 3 and Series 7 licenses. Samuel specializes in providing financial planning, pension consulting and portfolio management services for businesses and individuals. Samuel also provides selection of other advisors services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

SANTA ROSA, CA

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Samuel Tonascia is a financial advisor who has been in the industry since June 29, 2017. Samuel is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Samuel has passed the Series 66, SIE, and Series 7 exams. Samuel is registered in 30 states and is licensed to provide investment advice and brokerage services. Samuel has worked for Merrill Lynch, Pierce, Fenner & Smith Inc. since March 2017. Samuel has experience in various industries, including real estate, travel, and banking. Samuel is committed to providing his clients with personalized financial advice and investment strategies.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Advanced Portfolio Strategies

location

TORRANCE, CA

0 Disclosures

ADVISOR BIO

Samuel Ford is an Investment Advisor Representative at Advanced Portfolio Strategies. Samuel is registered with the state of California and has been in the industry since 2013. Samuel has a law degree and has worked as an attorney. Samuel is committed to providing personalized financial advice to individuals, families, and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

IRVINE, CA

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Samuel Anthony June is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Samuel June is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in Irvine, CA. Samuel has been in the securities industry since May 13, 2010. Samuel has passed the Series 7, Series 66 and SIE exams. Samuel June holds licenses in 32 states and the District of Columbia. The firm has offices in 100 Spectrum Center Dr, Irvine, CA.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

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