Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Samuel? Claim Your ProfileSamuel E Thorp-nichols is a financial professional with over 6 years of experience in the industry. Samuel is currently registered with MML Investors Services, LLC and has been in the business since November 2016. Samuel has a broad range of experience working with clients of all types, including individuals, high net worth individuals, corporations, and retirement plans. Samuel holds a Series 6, Series 63, and Series 65 license, as well as the SIE. Samuel is dedicated to providing personalized financial guidance and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
CA
01/05/2023 - Present
MML Investors Services, LLC (Pleasanton CA)
NY
11/22/2016 - 01/11/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MELVILLE NY)
IA
Issued 12/21/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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