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Financial Planning Services Advisors in California
35,804 Results
Unclaimed

J.p. Morgan Securities LLC

location

CANOGA PARK, CA

experience

2 Years Experience

0 Disclosures

ADVISOR BIO

Gloria G. Martinez lopez is a registered representative with J.p. Morgan Securities LLC in Canoga Park, California. Gloria has been in the industry for 1 day. Gloria holds the following licenses: Series 63, Series 6TO, and SIE.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

SAN FRANCISCO, CA

experience

20 Years Experience

0 Disclosures

ADVISOR BIO

Gloria Cuadra is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Gloria has been in the securities industry for over 17 years and has experience working with a variety of clients including high-net-worth individuals, corporations, and pension plans. Gloria is a Series 6, 7, 24 and 66 licensed professional. Gloria is also registered with the state of California as an investment advisor representative. Previously, Gloria has held positions at CITI PRIVATE ADVISORY, LLC, CITIGROUP GLOBAL MARKETS INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA INVESTMENT SERVICES, INC., LEHMAN BROTHERS INC., and BANC OF AMERICA INVESTMENT SERVICES, INC.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed
location

THOUSAND OAKS, CA

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Gloria Suard is a registered representative with Morgan Stanley. Gloria has been in the industry for 2 years and currently holds Series 7TO and SIE licenses. Gloria is also a licensed attorney and provides legal services through TA Law Group. Gloria is dedicated to providing comprehensive financial advice to her clients, including asset allocation, financial planning, and pension consulting. Gloria is committed to helping her clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed
location

Pasadena, CA

experience

5 Years Experience

0 Disclosures

ADVISOR BIO

Gloria Chen is a registered investment advisor representative with Morgan Stanley, a firm that manages over $1.4 trillion in assets. Gloria has been in the industry for over 10 years and is licensed to provide investment advice in multiple states. Gloria holds the Series 66, Series 7TO and the SIE licenses. Gloria's area of expertise includes financial planning, pension consulting and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

J.p. Morgan Securities LLC

location

Palo Alto, CA

experience

19 Years Experience

0 Disclosures

ADVISOR BIO

Gloria Infante is an investment professional with over 17 years of experience in the financial services industry. Gloria is currently registered with J.P. Morgan Securities LLC and J.P. Morgan Private Wealth Advisors LLC, both of which are based in Palo Alto, CA. Gloria has also worked as an Investment Advisor Representative at First Republic Securities Company, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Gloria's career began in 2006 at BANC of America Investment Services, Inc. Gloria holds the Series 66, Series 7, and SIE licenses and has a broad range of experience in the financial services industry. Gloria's areas of expertise include portfolio management for businesses and individuals, financial planning, and selection of other advisers.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Advisors Financial Network, LLC

location

PASADENA, CA

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Gloria Rodriguez is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC, Gloria has been in the industry since April 2004. Gloria is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Gloria holds Series 7 and Series 66 licenses, and the SIE exam. Gloria works in Westlake Village, California and specializes in working with insurance companies, charitable organizations, high-net-worth individuals, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS
Unclaimed

Hidden Hills Wealth

location

SANTA MONICA, CA

0 Disclosures

ADVISOR BIO

Gloria Moon Kim is an investment advisor representative at Hidden Hills Wealth. Gloria Moon Kim has been in the industry for over 7 years and has a Series 7 and Series 66 license. Gloria Moon Kim has experience at Morgan Stanley and HMC Investments, Inc. Gloria Moon Kim's firm, Hidden Hills Wealth, specializes in financial planning, pension consulting, and selection of other advisers. They manage approximately $115,986,194 in assets for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

SARATOGA, CA

experience

28 Years Experience

0 Disclosures

ADVISOR BIO

Glynis Wineinger is a financial advisor with Edward Jones. Glynis is currently registered with the state of California and is a Series 66 and Series 63 license holder. She has worked in the securities industry since 1997 and is currently located in Saratoga, CA.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

Long Beach, CA

experience

24 Years Experience

0 Disclosures

ADVISOR BIO

Glynis Colosimo is a financial advisor at Morgan Stanley. Glynis has been in the industry for over 20 years, having previously worked at Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. Glynis has a broad range of experience and is licensed to provide investment advice in multiple states. Glynis holds the Series 31, Series 66, and Series 7 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Vida Private Wealth LLC | CFP ® (Certifications)

location

PASADENA, CA

0 Disclosures

ADVISOR BIO

G miguel Alves is a financial advisor with Vida Private Wealth LLC in Pasadena, California. G miguel has been working in the financial services industry since 2005. G miguel holds the Series 7, 31, and 66 securities licenses as well as the SIE examination and is a Certified Financial Planner. G miguel Alves has experience in portfolio management for individuals and selection of other advisers. G miguel specializes in providing financial advice to high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and corporations or other businesses.

SPECIALIZATIONS

Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals

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