Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Gloria? Claim Your ProfileGloria Cuadra is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. Gloria has been in the securities industry since 2002. Gloria has held previous positions at firms such as Citi Private Advisory, LLC, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., Lehman Brothers Inc., and Banc of America Investment Services, Inc. Gloria is registered in the states of California and Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/02/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SAN FRANCISCO CA)
CA
04/03/2017 - 01/26/2018
CITI PRIVATE ADVISORY, LLC (San Francisco CA)
CA
06/14/2010 - 01/26/2018
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
10/23/2009 - 05/25/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
09/21/2007 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN FRANCISCO CA)
NY
03/02/2004 - 03/07/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
MA
07/02/2002 - 03/01/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
BOTH
Issued 11/18/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 2/25/2020
Series 24 - General Securities Principal Examination
BC
Issued 1/26/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/1/2003
Series 7 - General Securities Representative Examination
BC
Issued 7/1/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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