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Portfolio Management for Businesses Advisors in Arkansas
2,358 Results
Unclaimed

LPL Financial LLC

location

Searcy, AR

experience

29 Years Experience

0 Disclosures

ADVISOR BIO

James Wesley Brandt is a financial advisor at LPL Financial LLC. James has been in the financial services industry since 1996. James is registered in 20 states and is a registered representative of LPL Financial LLC. James has a Series 7, Series 63, and Series 65 license and also holds the SIE. Before joining LPL Financial LLC, James was a financial advisor at Investment Centers of America, Inc., SWBC Investment Services, LLC, NFP Securities, Inc., T. J. RANEY & SONS, INC. - BD, and Edward Jones.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed
location

ROGERS, AR

experience

30 Years Experience

0 Disclosures

ADVISOR BIO

James Edward Brain is a registered investment advisor representative, licensed in 39 states and two jurisdictions. James has been in the industry since July 1995 and is currently employed by Stephens in Rogers, Arkansas. James is associated with Stephens since April 2009. Before Stephens, James was associated with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from July 1995 until April 2009.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

LITTLE ROCK, AR

experience

24 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

James W. Adams is a financial advisor with Stifel, Nicolaus & Company, Inc. located in LITTLE ROCK, AR. James Adams has been in the industry since 2001. James Adams is registered with the following securities authorities: Series 63, Series 65, Series 7 and SIE. James Adams also holds a current registration with the state of Arkansas and Texas. James Adams's previous employment includes Sterne, Agee & Leach, Inc.. James Adams provides financial planning and portfolio management for individuals, businesses and pooled investment vehicles.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Garland AND Greenwood Wealth Advisors LLC

location

LITTLE ROCK, AR

disclosure

1 Disclosures

ADVISOR BIO

James Tuohey is a financial advisor with Garland & Greenwood Wealth Advisors LLC. James is a registered representative with the state of Arkansas. James has been in the financial services industry since 2007. Previously, James worked at UVEST Financial Services Group, Inc., First Dominion Capital Corp., ProEquities, Inc., First Midwest Securities, Inc., and Sandlapper Securities, LLC. James is a graduate of the University of Virginia. James is committed to providing his clients with personalized financial advice and guidance.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Edward Jones | CFP ® (Certifications)

location

LITTLE ROCK, AR

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

James Griffin is a financial advisor with Edward Jones. He has been in the industry since 2018 and is licensed in Arkansas and Texas. James specializes in providing financial planning, portfolio management, and pension consulting services to individuals and businesses. He is a Certified Financial Planner and has a strong track record of helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Crews & Associates, Inc.

location

LITTLE ROCK, AR

experience

51 Years Experience

0 Disclosures

ADVISOR BIO

James Winston Faulkner is a registered Investment Advisor Representative at Crews & Associates, Inc. James Faulkner has been working in the financial industry since July 11, 1974. He holds Series 7TO, Series 52TO, SIE, Series 3, and Series 1 licenses. James Faulkner also has experience with investment advisory services, including financial planning, portfolio management for businesses, and portfolio management for individuals.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Crews & Associates, Inc.

location

LITTLE ROCK, AR

experience

47 Years Experience

0 Disclosures

ADVISOR BIO

James Stephen Jones is a registered investment advisor representative with Crews & Associates, Inc. James has been in the industry since August 10, 1978. James Stephen Jones is also a registered representative and has been with Crews & Associates, Inc. since September 1979. James holds several industry certifications and is active in several professional organizations.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Brown Capital Management, LLC

location

LITTLE ROCK, AR

0 Disclosures

ADVISOR BIO

James Raymond George is an investment advisor representative with Brown Capital Management, LLC based in Little Rock, Arkansas. James George has been in the securities industry for over 20 years. James George has experience with both individual and institutional clients, including high net worth individuals, pension and profit sharing plans, and corporations. James George also provides financial planning services, including education and seminars.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Portfolio Management for Individuals
Unclaimed

Arvest Wealth Management

location

LITTLE ROCK, AR

experience

9 Years Experience

0 Disclosures

ADVISOR BIO

James Michael Baker is a financial advisor who has been in the industry since January 9, 2016. He is currently registered with Arvest Wealth Management in Little Rock, AR. James Michael Baker is also registered with Arvest Wealth Management in Kansas, Missouri, Oklahoma and Texas. Before joining Arvest Wealth Management, James Michael Baker was employed by Ameriprise Financial Services, Inc. in Little Rock, AR and Edward Jones in St. Louis, MO. James Michael Baker holds the Series 66, Series 7 and SIE licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed
location

Conway, AR

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

James Tipton is an investment advisor representative at Edward Jones. James has been in the industry since September 2016 and has a Series 7, Series 66, and SIE license. James is registered with FINRA as a Registered Representative and in 17 states as a Registered Investment Advisor. James specializes in investment advisory services for individuals and businesses. James is committed to providing clients with personalized financial advice to help them achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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