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James Winston Faulkner

Crews & Associates, Inc.

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About James Winston Faulkner

James Winston Faulkner is a registered Investment Advisor Representative at Crews & Associates, Inc. James Faulkner has been working in the financial industry since July 11, 1974. He holds Series 7TO, Series 52TO, SIE, Series 3, and Series 1 licenses. James Faulkner also has experience with investment advisory services, including financial planning, portfolio management for businesses, and portfolio management for individuals.

Firm Information

James Faulkner is currently registered with Crews & Associates, Inc.. Crews & Associates, Inc. is a Corporation formed in 1979 and headquartered in LITTLE ROCK, AR. They provide financial planning, portfolio management for individuals and businesses. The firm has a total of 112,401,625 in assets under management, of which 94,446,571 is discretionary. They have a total of 270 accounts, of which 45 are discretionary. The firm is registered with the SEC and in 51 states. Crews & Associates, Inc. has 12 licensed agents, 16 investment adviser representatives, and 16 registered representatives. They offer wrap fee programs and participate in other advisory services. They work with a wide range of clients, including individuals, businesses, charitable organizations, and insurance companies.
Crews & Associates, Inc.

521 PRESIDENT CLINTON AVENUE

LITTLE ROCK, AR 72201

$112.40M

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Faulkner’s Registration & Firm History

AR

08/25/2006 - Present

Crews & Associates, Inc. (LITTLE ROCK AR)

TN

05/08/1989 - 09/09/2003

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

NA

12/31/1974 - 05/08/1989

T. J. RANEY & SONS, INC.

NA

07/12/1974 - 02/04/1975

RANEY SECURITIES COMPANY INC

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Licenses & Designations

IA

Issued 07/14/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/02/1979

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/10/1983

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/04/1984

Series 3 - National Commodity Futures Examination

BC

Issued 07/09/1974

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Winston Faulkner.
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