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Advisors in Scottsdale, Arizona
3,616 Results
Unclaimed

CSP Financial Group LLC

location

SCOTTSDALE, AZ

0 Disclosures

ADVISOR BIO

Nicholas Der is an investment advisor representative for CSP Financial Group LLC in Scottsdale, AZ. Nicholas has been in the financial services industry for over 8 years and has a variety of experience in both the investment and financial advisory fields. Nicholas is a licensed investment advisor representative in Arizona and Texas.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
PORTFOLIO ANALYSIS (MRI) SERVICES
Unclaimed

Vanguard Advisers, Inc.

location

Scottsdale, AZ

experience

7 Years Experience

0 Disclosures

ADVISOR BIO

Nicholas Knoebel is an investment advisor representative with Vanguard Advisers, Inc. Nicholas holds the Series 7 and Series 63 licenses. Nicholas is a registered investment advisor in Arizona and Texas. Nicholas's firm has offices in Scottsdale, AZ.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Ameriprise Financial Services, LLC

location

SCOTTSDALE, AZ

experience

19 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Nicholas Dyer is a financial advisor with Ameriprise Financial Services, LLC. Nicholas is an active registered representative in 35 states and has 17 years of experience in the financial services industry. Nicholas has been with Ameriprise Financial Services, LLC since May 2016. Prior to Ameriprise, Nicholas worked for MetLife Securities, Inc. and Metropolitan Life Insurance Company.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION SERVICES
Publication of Financial Periodicals
Unclaimed

Kingdom Wealth Advisers | CFP ® (Certifications)

location

SCOTTSDALE, AZ

0 Disclosures

ADVISOR BIO

Nicholas Lombardozzi is an Investment Advisor Representative at Kingdom Wealth Advisers, located in Scottsdale, Arizona. Nicholas holds a Series 65 license. The firm has been registered with the SEC since January 1, 2024. Nicholas has been in the industry since May 2017. Nicholas provides financial planning and portfolio management for individuals. The firm manages approximately $23,979,969 in assets for 202 clients. The firm's client base includes high-net-worth individuals, pension and profit-sharing plans, and individuals other than high-net-worth individuals.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Individuals
Unclaimed

Total Investment Management, Inc. | CFP ® (Certifications)

location

SCOTTSDALE, AZ

0 Disclosures

ADVISOR BIO

Nicholas Parisi is a financial advisor with Total Investment Management, Inc. in Scottsdale, Arizona. Nicholas has been in the industry since 2011, with previous experience at VANGUARD MARKETING CORPORATION. Nicholas is a Certified Financial Planner, and holds the Series 63, Series 65, Series 7, and SIE licenses. Nicholas specializes in providing financial planning, portfolio management for individuals, and portfolio management for businesses.

SPECIALIZATIONS

Financial Planning Services
Selection of Other Advisors
Portfolio Management for Individuals
Publication of Financial Periodicals
Unclaimed

Fidelity Personal AND Workplace Advisors

location

SCOTTSDALE, AZ

experience

5 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Nicholas Ashjian is a financial advisor who has been in the industry since 2019. Nicholas is registered with the state of Arizona as well as other states. Nicholas is associated with Fidelity Personal AND Workplace Advisors. Nicholas offers portfolio management for individuals and businesses, financial planning, and educational seminars.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

MML Investors Services, LLC

location

SCOTTSDALE, AZ

experience

15 Years Experience

0 Disclosures

ADVISOR BIO

Nicholas Penido is an investment advisor representative registered with MML Investors Services, LLC. Nicholas has been in the financial services industry since April 18, 2010. Nicholas currently holds Series 6, 7TO, 63 and 65 licenses and has been registered in multiple states including Arizona, California, Colorado, Florida, Iowa, Minnesota, New York, Tennessee, Texas and Washington. Nicholas has experience providing financial advice to individuals, corporations, trusts, foundations and endowments. Nicholas also has experience providing asset allocation programs, financial planning, pension consulting, educational seminars, and selection of other advisors. Nicholas is also a member of the Finance Committee at Scottsdale Bible Church.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

United Planners' Financial Services OF America A Limited Partner | CFP ® (Certifications)

location

SCOTTSDALE, AZ

experience

9 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Nicholas Thomas Battaglia is a financial advisor registered with United Planners' Financial Services of America A Limited Partner. Nicholas is located in SCOTTSDALE, Arizona and has been in the industry since November 11, 2015. Nicholas has a wide range of experience in the financial services industry, including working with individuals, corporations, and charitable organizations. He is also a Certified Financial Planner. Nicholas holds licenses for both Broker/Dealer and Investment Advisor roles, and is registered in 15 states. Nicholas is committed to helping clients achieve their financial goals and has a strong reputation for providing personalized financial advice.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Individuals
Unclaimed

Osaic Wealth, Inc.

location

SCOTTSDALE, AZ

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Nicholas A. Meyer is a financial advisor with over 20 years of experience in the industry. Nicholas is currently registered with Osaic Wealth, Inc. and is licensed in Alabama. Prior to joining Osaic Wealth, Inc., Nicholas was employed with TRIAD ADVISORS LLC, SECURITIES AMERICA, INC., WOODBURY FINANCIAL SERVICES, INC., FSC SECURITIES CORPORATION, SAGEPOINT FINANCIAL, INC., CONCOURSE FINANCIAL GROUP SECURITIES, INC., J.P. MORGAN SECURITIES LLC, CHASE INVESTMENT SERVICES CORP., CAPITAL ANALYSTS, INCORPORATED, COLONIAL BROKERAGE, INC., FIFTH THIRD SECURITIES, INC. and PRUDENTIAL SECURITIES INCORPORATED. Nicholas holds the following licenses and certifications: Series 7, Series 63, Series 24, Series 53, Series 65, Series 99TO, Series 52TO and SIE. Nicholas specializes in providing financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals and businesses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Unclaimed

Wells Fargo Clearing Services, LLC

location

SCOTTSDALE, AZ

experience

4 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Nicholas Groom is a registered representative with Wells Fargo Clearing Services, LLC. Nicholas has been in the industry since 2020 and holds Series 66, 6TO, 7TO and SIE licenses. Nicholas is registered in 22 states and currently has a branch office in Scottsdale, AZ and Cave Creek, AZ. Nicholas specializes in providing financial planning, pension consulting, and portfolio management for businesses and individuals.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

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