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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicholas? Claim Your ProfileNicholas Thomas Battaglia is a financial advisor registered with United Planners' Financial Services of America A Limited Partner. Nicholas is located in SCOTTSDALE, Arizona and has been in the industry since November 11, 2015. Nicholas has a wide range of experience in the financial services industry, including working with individuals, corporations, and charitable organizations. He is also a Certified Financial Planner. Nicholas holds licenses for both Broker/Dealer and Investment Advisor roles, and is registered in 15 states. Nicholas is committed to helping clients achieve their financial goals and has a strong reputation for providing personalized financial advice.
7333 EAST DOUBLETREE RANCH RD, SUITE 120
SCOTTSDALE, AZ 85258
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
08/16/2024 - Present
United Planners' Financial Services OF America A Limited Partner (SCOTTSDALE AZ)
PA
07/01/2022 - 08/21/2024
GROVE POINT INVESTMENTS, LLC (Port Matilda PA)
IL
04/29/2016 - 07/05/2022
ASSETMARK BROKERAGE, LLC (Chicago IL)
BC
Issued 08/13/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/06/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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