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Pension Consulting Services Advisors in Arizona
5,404 Results
Unclaimed
location

SCOTTSDALE, AZ

experience

37 Years Experience

0 Disclosures

ADVISOR BIO

Karen Sue Hermerath harvey is an active broker and investment advisor representative, registered with LPL Financial LLC in Scottsdale, Arizona. Karen has been in the industry since November 26, 1987. Karen also has previous registrations with Lawson Financial Corporation and Blinder, Robinson & Co., Inc. Karen has passed Series 7, Series 24, Series 63, Series 72 and SIE exams. Karen holds active licenses in 20 states.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

MML Investors Services, LLC

location

Scottsdale, AZ

experience

18 Years Experience

0 Disclosures

ADVISOR BIO

Karen Starbowski is a registered representative with MML Investors Services, LLC. Karen has been in the financial services industry since May 2007 and has a Series 6, 7, 63, and 66 license, as well as the SIE exam. Karen is also registered in the following states: Arizona, California, Colorado, Florida, Idaho, Indiana, Michigan, Minnesota, Nebraska, Nevada, New Jersey, New York, North Carolina, Oregon, Texas, and Wisconsin. In addition to being an investment advisor representative at MML Investors Services, LLC, Karen also holds a life, health, and group life and health insurance license. Karen has been a referral partner for DFG Casualty & Benefits, LLC since December 2017, and is a public speaker. Karen is a member of the MML Investors Services, LLC team in Scottsdale, Arizona, and is dedicated to providing her clients with personalized financial planning and investment advice.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
ASSET ALLOCATION PROGRAMS
Unclaimed

LPL Financial LLC

location

ORO VALLEY, AZ

experience

5 Years Experience

disclosure

1 Disclosures

ADVISOR BIO

Karen Jacome is an investment advisor representative with LPL Financial LLC. Karen has been in the financial services industry since November 18, 2019. Karen holds the Series 7TO, Series 66 and SIE licenses. Karen is registered to conduct business in the states of Arizona, California, Illinois, Montana, Nevada and Washington. Karen also provides services through her DBA, BMO Investment Services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

PEORIA, AZ

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Karen Green is a financial advisor with over 12 years of experience in the industry. Karen is registered to provide investment advice in 49 states and has Series 7 and 66 licenses as well as the SIE. Karen is currently affiliated with Merrill Lynch, Pierce, Fenner & Smith Inc. where she has been employed since June 2010. Karen offers a variety of financial services, including portfolio management, investment advisory, and educational seminars. Karen has a strong track record of helping clients achieve their financial goals.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

Avantax Advisory Services

location

Rio Verde, AZ

experience

8 Years Experience

0 Disclosures

ADVISOR BIO

Karen Stephens is a financial advisor with over 28 years of experience in the industry. She works with clients in Rio Verde, Arizona and specializes in financial planning, portfolio management for individuals and businesses, and pension consulting. Karen is licensed to provide financial advice in Arizona, California, and Colorado. Karen is a registered representative of Avantax Advisory Services. Karen also owns Karen A Stephens, CPA which provides tax and financial consulting and tax preparation services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SOLICITOR REFERRAL SERVICES TO THIRD-PARTY INVESTMENT MANAGERS; PARTICIPANT ENROLLMENT MEETINGS
Unclaimed

SPC | CFC ® (Certifications)

location

Mesa, AZ

experience

36 Years Experience

0 Disclosures

ADVISOR BIO

Karl Jacobsen is an Investment Advisor Representative at SPC. Karl has 34 years of experience in the financial services industry. Karl is registered in 14 states. Karl's current registrations include Arizona and Iowa. Karl offers investment advisory services including portfolio management, financial planning, pension consulting, educational seminars, and consultation services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTATION SERVICES
Unclaimed

Merrill Lynch, Pierce, Fenner & Smith Inc.

location

CHANDLER, AZ

experience

12 Years Experience

0 Disclosures

ADVISOR BIO

Karl Barton Miller is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Karl Miller has been in the industry since 2013 and is registered to provide financial advice in all states. Karl Miller is a Series 66 and Series 63 licensed financial advisor and has passed the Series 7, Series 10 and Series 9 examinations. Karl Miller is licensed to provide investment advice and brokerage services.

SPECIALIZATIONS

Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D
Unclaimed

LPL Financial LLC

location

SCOTTSDALE, AZ

experience

22 Years Experience

0 Disclosures

ADVISOR BIO

Karl Stuart Owens is a financial advisor at LPL Financial LLC. Karl has been in the financial industry since 2003. Karl is registered with FINRA and holds Series 7, Series 63, and SIE licenses. Karl has experience working with various clients, including high-net-worth individuals, corporations, and pension plans. Previously, Karl worked at Securities America, Inc. and Next Financial Group, Inc. Karl's primary office location is in Scottsdale, AZ.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES
Unclaimed
location

Scottsdale, AZ

experience

10 Years Experience

0 Disclosures

ADVISOR BIO

Karl Francis Christman is a financial advisor with Morgan Stanley. Karl is registered with the state of Arizona as an Investment Adviser Representative and has been in the securities industry since September 13, 2014. Karl has previously worked with VANGUARD MARKETING CORPORATION.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
ASSET ALLOCATION ADVICE
Unclaimed

Osaic Wealth, Inc.

location

SCOTTSDALE, AZ

experience

34 Years Experience

0 Disclosures

ADVISOR BIO

Karla Ann Stroh is a financial advisor who has been working in the financial industry since 1990. She is currently registered with Osaic Wealth, Inc. and has previously held positions at several other firms, including Triad Advisors LLC, Securities America, Inc., and Woodbury Financial Services, Inc. Karla Stroh holds several licenses and registrations, including Series 7, Series 63, Series 66, and Series 24. She is a licensed and registered financial advisor in both Arizona and California. In addition to her work as a financial advisor, Karla Stroh is also an independent Stampin' Up demonstrator.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals

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