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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karen? Claim Your ProfileKaren Susan Kramer is a registered investment advisor representative in Arizona. Karen has been working in the financial services industry since 2012. Karen has been with Cetera Investment Advisers LLC since 2023 and has prior experience with Wells Fargo Advisors, LLC and Charles Schwab & Co., Inc.. Karen is licensed in Arizona. Cetera Investment Advisers LLC has offices in Schaumburg, Illinois and Scottsdale, Arizona. Cetera Investment Advisers LLC primarily provides investment advice to high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth. Cetera Investment Advisers LLC's main office is located in Schaumburg, Illinois.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
06/29/2023 - Present
Cetera Investment Advisers LLC (SCOTTSDALE AZ)
AZ
11/25/2013 - 05/12/2016
WELLS FARGO ADVISORS, LLC (SCOTTSDALE AZ)
AZ
08/07/2012 - 11/15/2013
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
BOTH
Issued 12/19/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 8/13/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/7/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 5/9/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/6/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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