linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Brock Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information.

Firm Information

Brock Securities LLC is a Limited Liability Company formed on July 12, 2002. The firm is approved and registered in 17 states and has one approved SEC registration.

Brock Securities LLC

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Branch Locations (1)

BROCK SECURITIES LLC has a total of 1 branch locations across the country.
location

NEW YORK, NY

Advisors at Brock Securities LLC

View All 4 Advisors
Unclaimed
Gary Efrem Zimmerman

NEW YORK, NY

View Profile
Unclaimed
Charles Oscar Svenson

NEW YORK, NY

View Profile
Unclaimed
Joshua Goldstein
View Profile
Unclaimed
David Brian Newman
View Profile
Unclaimed
Peter Clark Rockefeller

NEW YORK, NY

View Profile
Unclaimed
Christoph Thomas Bene

NEW YORK, NY

View Profile

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.
Not sure if Brock Securities LLC is right for you?

Disclosures

There is public disclosure for Brock Securities LLC. Review regulatory record here.

Frequently Asked Questions (6)

Not sure if Brock Securities LLC is right for you?