Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christoph? Claim Your ProfileChristoph Bene is a financial advisor at Brock Securities LLC. Christoph has been in the financial industry since 2013 and is registered with FINRA and the state of New York. Christoph holds the Series 6, 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/23/2015 - Present
Brock Securities LLC (NEW YORK NY)
VA
05/29/2001 - 11/04/2002
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
BC
Issued 01/30/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/25/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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