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Gary Efrem Zimmerman

Brock Securities LLC

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About Gary Efrem Zimmerman

Gary Zimmerman is a financial professional with over 20 years of experience in the industry. He is currently registered with Brock Securities LLC in New York, NY and holds a Series 7, 24, 63, 79 and SIE licenses. Gary was previously employed at Citigroup Global Markets Inc., SG Americas Securities, LLC, SG Cowen Securities Corporation and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Gary has experience working with a wide range of clients and is committed to providing them with personalized financial advice. He is registered with the FINRA and is a licensed securities professional in several states, including California, Connecticut, Florida, Illinois, Massachusetts and New York.

Firm Information

Gary Zimmerman is currently registered with Brock Securities LLC. Brock Securities LLC is a Limited Liability Company formed on July 12, 2002. The firm is approved and registered in 17 states and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Gary Zimmerman’s Registration & Firm History

NY

06/05/2015 - Present

Brock Securities LLC (NEW YORK NY)

NY

08/05/2005 - 07/10/2013

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

04/26/2004 - 07/01/2005

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

06/28/2002 - 04/26/2004

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

NY

09/10/1999 - 10/04/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/07/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/22/2010

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Gary Efrem Zimmerman.
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