ADVISOR BIO

Stephen Foulke is a Registered Investment Advisor Representative for Rimrock Capital Management LLC. Stephen's firm offers portfolio management for individuals and pooled investment vehicles. Stephen is a Chartered Financial Analyst. Stephen is currently registered with the state of California. Stephen's office is located in IRVINE, CA.

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ADVISOR BIO

Stephen Seremetis is a financial advisor with Oppenheimer & Co. Inc. and has been in the industry since April 1995. Stephen has passed the Series 63, Series 65, and Series 7 exams. Stephen is currently registered with the following regulators: FINRA, New Jersey, New York, and Texas. Stephen has worked at a number of firms over the years, including JOSEPHTHAL & CO., INC., BARINGTON CAPITAL GROUP, L.P., and D. H. BLAIR & CO., INC. Stephen also manages investments for start-ups, manages a Venture Capital Fund for SOMA GROUP LLC, and is on the Advisory Committee for Finance for the Manhasset Public School District. Stephen provides investment advisory services to a variety of clients including individuals, corporations, pension and profit sharing plans, insurance companies, charitable organizations, and pooled investment vehicles.

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ADVISOR BIO

Stephen Austin Stapp is a financial advisor with RBC Capital Markets, LLC, registered with FINRA and the state of Florida. Stephen has been active in the financial services industry since 1985. He is a registered representative and investment advisor representative. Stephen holds a number of industry licenses including Series 7, 8, 9, 10, 63, and 65. He is also licensed in over 30 states. Stephen has experience in providing financial planning, portfolio management, and investment advisory services to a wide range of clients, including individuals, families, businesses, and institutions.

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ADVISOR BIO

Stephen Thomsen is a financial advisor at Stifel, Nicolaus & Company, Inc., located in Washington, DC. Stephen has been in the financial industry for over 15 years. Stephen is a Certified Financial Planner and holds the Series 7 and Series 66 licenses. Stephen has experience working with high-net-worth individuals, corporations, and charitable organizations. Stephen provides a range of services including financial planning, investment management, and portfolio management.

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ADVISOR BIO

Stephen Swofford is a registered investment advisor representative with Fisher Investments. Stephen has been in the industry since October 2012 and is currently registered in Pennsylvania and Texas. Stephen obtained his Series 65 license on April 27, 2015, and focuses on providing portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Fisher Investments has been serving clients for over 40 years and manages over $300 billion in assets for high net worth individuals, families, foundations, and institutions. The firm provides financial planning, portfolio management, and other advisory services.

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ADVISOR BIO

Stephen Louis Rudolph is an investment advisor representative with MAI Capital Management, LLC. Stephen has been in the industry for over 22 years. Stephen holds the Series 63, Series 66, and Series 24 licenses. Stephen specializes in Retirement Planning, Education Planning, Asset Allocation, and Insurance. Stephen also provides services to corporations and individuals, including retirement planning, college savings planning, and wealth management. Stephen is dedicated to helping clients reach their financial goals. Previously, Stephen worked for Commonwealth Financial Network and Mercer Allied Company, L.P.

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ADVISOR BIO

Stephen Raymond Stelljes is a financial advisor who has been in the industry since 1996. Stephen is currently registered as a Registered Investment Advisor (RIA) with The Colony Group, LLC. Stephen has worked with a variety of clients, including high-net-worth individuals, charitable organizations, corporations, and pension and profit-sharing plans. Stephen is also a Certified Financial Planner. The Colony Group is a Registered Investment Adviser with a focus on wealth management and financial planning. They manage more than $50 billion in assets for clients across the United States. The Colony Group provides a range of services, including financial planning, investment management, and estate planning.

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ADVISOR BIO

Stephen Rattigan is a financial advisor with Vanguard Advisers, Inc. Stephen is registered with the state of Pennsylvania. Stephen has 2 state licenses, 3 product licenses, and has been in the industry for at least 3 years. Stephen specializes in financial planning, portfolio management for individuals, and portfolio management for pooled investment vehicles. Stephen is also registered with the state of Texas. Stephen is a representative of Vanguard Marketing Corporation and has been an employee of The Vanguard Group, Inc. for several years.

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ADVISOR BIO

Stephen Nykamp is a financial advisor at Fisher Investments. Stephen has been in the financial services industry since 2006. Stephen is licensed to provide advisory services in California and Texas. Stephen has earned the Certified Financial Planner designation.

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ADVISOR BIO

Stephen Scott Miller is a financial advisor who has been in the industry for over two decades. Stephen's experience includes working with The Colony Group, LLC, and previously at PROMETHEAN CAPITAL GROUP LLC. Stephen has a Series 27 principal examination license and specializes in various areas, including portfolio management for individuals, businesses, and pooled investment vehicles. Stephen is also a director of Envision Asset Management and Envision India Fund.

SPECIALIZATIONS