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50,030 Results
Unclaimed

Prospera Financial Services, Inc.

location

DALLAS, TX

experience

23 Years Experience

0 Disclosures

ADVISOR BIO

Paul Leander Keeton is a financial professional with over 20 years of experience in the financial services industry. Paul is a registered representative of Prospera Financial Services, Inc., and is licensed to provide financial advice in the state of Virginia. Paul has a diverse background in financial services, having previously worked for Northeast Securities, Inc. in Richmond, Virginia. Paul is dedicated to helping clients reach their financial goals through comprehensive financial planning and investment management services. Paul is committed to providing personalized service and building lasting relationships with clients.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Fisher Investments

location

PLANO, TX

0 Disclosures

ADVISOR BIO

Paul Reyes is an investment advisor representative at Fisher Investments, licensed in Oregon, Texas, and Washington. Paul is licensed in Oregon, Texas, and Washington. Paul has been in the financial services industry since July 2020. Before joining Fisher Investments, Paul worked at Edward Jones. Paul has experience in investment management, portfolio management, and financial planning. Paul holds the Series 7TO, Series 66, and SIE exams.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
PORTFOLIO ASSESSMENT
Portfolio Management for Pooled Investment Vehicles
Unclaimed

RBC Capital Markets, LLC

location

EL SEGUNDO, CA

experience

21 Years Experience

0 Disclosures

ADVISOR BIO

Paul A. Fea is an investment advisor representative with RBC Capital Markets, LLC. Paul has been in the industry since September 28, 2003, and has a strong track record of helping clients achieve their financial goals. Paul is registered to provide investment advice in Arizona, California, Colorado, Iowa, and Texas. Paul holds the Series 7, Series 66 and SIE licenses. Prior to joining RBC Capital Markets, LLC, Paul worked for UBS Financial Services Inc., CFD Investments, Inc., and Lighthouse Capital Corporation. Paul is committed to providing clients with personalized service and a comprehensive approach to financial planning.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

EAST HARWICH, MA

experience

13 Years Experience

0 Disclosures

ADVISOR BIO

Paul Laurell is a financial advisor with Stifel, Nicolaus & Company, Inc. Paul has been in the industry since January 3, 2012 and is registered with the state of Texas as a Registered Investment Advisor. Paul has a strong track record of providing comprehensive financial planning and investment management services to a wide range of clients, including individuals, families, businesses, and institutions. Paul is committed to providing personalized service and developing long-term relationships with clients. Paul holds a variety of licenses and designations, including Series 7, Series 10, Series 9, and Series 66.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Oppenheimer & Co. Inc.

location

ATLANTA, GA

experience

31 Years Experience

disclosure

4 Disclosures

ADVISOR BIO

Paul Babaz is a registered investment advisor representative at Oppenheimer & Co. Inc. He is licensed to provide investment advice in Georgia. Paul has over 30 years of experience in the securities industry. Prior to joining Oppenheimer & Co. Inc., Paul was a financial advisor at Morgan Stanley. He has a strong background in financial planning, portfolio management and securities trading. Paul is committed to providing his clients with personalized financial advice and investment strategies that meet their individual needs. He holds the Series 7, Series 31, Series 63, and Series 65 licenses.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles
Unclaimed

RBC Capital Markets, LLC

location

BLOOMFIELD, MI

experience

1 Years Experience

0 Disclosures

ADVISOR BIO

Paul Andrew Mucci is a registered investment advisor representative with RBC Capital Markets, LLC. Paul has been in the financial services industry for over 10 years and has a strong background in investment management. Paul is registered to provide investment advice in various states and specializes in providing financial planning, portfolio management, and pension consulting services.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
SERVICE PUBLIC & PRIVATE EMPLOYEE BENEFIT PLANS, ENDOWMENT FUNDS, FOUNDATIONS, FAMILY TRUSTS & VARIOUS CAPITAL/OPERATING FUNDS
Portfolio Management for Pooled Investment Vehicles
Unclaimed
location

LOS ANGELES, CA

0 Disclosures

ADVISOR BIO

Paul Patrick Ryan is a licensed investment advisor representative with Lido. Paul has been in the industry since April 2013. Paul's primary office is located in Los Angeles, California. Paul has also previously worked at Investment Security Corporation and Morgan Stanley & Co. LLC. Paul has passed the Series 66, SIE and Series 7 exams.

SPECIALIZATIONS

Financial Planning Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Wasatch Advisors LP

location

SALT LAKE CITY, UT

0 Disclosures

ADVISOR BIO

Paul Lambert is a registered investment advisor with Wasatch Advisors LP. Paul has been in the industry since 1999 and has a Series 7, Series 63, and Series 65 license. Paul has experience working with a variety of clients, including investment companies, charitable organizations, high-net-worth individuals, other investment advisors, pooled investment vehicles, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. Paul specializes in providing model portfolio data to clients and manages portfolios for businesses, individuals, investment companies, and pooled investment vehicles. Paul is also the President of Lambert Brothers, Inc., a vending machine company.

SPECIALIZATIONS

Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
PROVIDE MODEL PORTFOLIO DATA TO CLIENTS
Portfolio Management for Pooled Investment Vehicles
Unclaimed

First Manhattan Co. LLC | CFC ® (Certifications)

location

Sewickley, PA

0 Disclosures

ADVISOR BIO

Paul Rine Pigman is a financial advisor with over 30 years of experience in the industry. Paul has a strong background in investment management and financial planning, and currently works with First Manhattan Co. Llc. Paul's expertise covers a broad range of investment strategies and financial planning needs. Paul has a passion for helping clients achieve their financial goals.

SPECIALIZATIONS

Financial Planning Services
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Investment Companies
Portfolio Management for Pooled Investment Vehicles
Unclaimed

Stifel, Nicolaus & Company, Inc.

location

NASHVILLE, TN

experience

31 Years Experience

0 Disclosures

ADVISOR BIO

Paul Rogers is a financial advisor with Stifel, Nicolaus & Company, Inc. located in NASHVILLE, TN. Paul Rogers has been in the industry since July 1993 and is registered with both FINRA and the state of Tennessee. Paul Rogers specializes in providing investment advice to individuals, businesses, and investment companies. Paul Rogers is also a registered Investment Advisor Representative in Texas.

SPECIALIZATIONS

Financial Planning Services
Pension Consulting Services
Educational Seminars & Workshops
Selection of Other Advisors
Portfolio Management for Businesses
Portfolio Management for Individuals
Portfolio Management for Pooled Investment Vehicles

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